Search for: "Securities & Exchange Commission v. Topping"
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10 Jul 2007, 3:28 pm
., lmelton@dhayeslaw.com THE HAYES LAW FIRM, www.dhayeslaw.com On July 9, 2007, the Securities Exchange Commission (SEC) filed securities fraud charges against Darrel and Jack Uselton in the U.S. [read post]
12 Aug 2017, 9:10 pm
Disney had to report its payment to the Securities and Exchange Commission (SEC), so we know that much. [read post]
16 Sep 2019, 2:45 am
The Securities and Exchange Commission (SEC) brought an enforcement action against Malouf, and the Tenth Circuit affirmed an administrative law judge’s finding that Malouf had violated Exchange Act Rules 10b-5(a) and (c) and Sections 17(a)(1) and (a)(3) of the Securities Act. [read post]
26 Feb 2018, 4:32 am
Somers, in which the court ruled that the anti-retaliation provision of the Dodd-Frank Act does not apply to a whistleblower who has not first reported a violation to the Securities and Exchange Commission, calling the outcome “a double-edged sword for employers. [read post]
13 Oct 2008, 12:12 pm
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
18 Jul 2008, 8:34 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
15 Jul 2022, 4:00 am
Supreme Court’s reversal of Roe v. [read post]
23 Aug 2008, 1:23 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
2 Mar 2015, 10:19 am
In EEOC v. [read post]
19 Oct 2021, 10:10 am
Jan. 27, 2016); Bartnett v. [read post]
3 Apr 2009, 5:08 pm
Updated:According to Overstock.com's (NASDAQ: OSTK) proxy statement filed with the Securities and Exchange Commission on Friday, April 2, the company's $1,250,000 payment to terminate a management consulting agreement with Icent LLC, a company headed by departing Board Member James V. [read post]
11 Nov 2021, 9:03 pm
Securities and Exchange Commission approved the Public Company Accounting Oversight Board’s Rule 6100. [read post]
14 Sep 2011, 2:00 am
O’Leary On August 30, 2011, the Securities and Exchange Commission (SEC) announced a settlement with James O’Leary, the former chief financial officer of Beazer Homes USA, to recover approximately $1.4 million in cash bonuses, incentive and equity-based compensation, and profits from his sale of Beazer stock during the period of time that the SEC alleged an individual at Beazer—but not O’Leary—was committing “accounting misconduct. [read post]
21 Jul 2023, 7:53 am
The average timeline for a directive to become EU Law from Commission proposal stage (if adopted) is eighteen months. [read post]
8 May 2022, 9:05 pm
Securities and Exchange Commission. [read post]
29 Feb 2008, 8:00 am
: (Securing Innovation),Mike Masnick on IP: (Patent Troll Tracker),Trifurcation and IP valuation: (IP finance),Jordan Hatcher article ‘Implementing open data: the open data commons project’: (opencontentlawyer.com),Online markets and IP trading exchanges: (IP finance),INTERPOL announces an international IP crime database: (Class 46), (Spicy IP),New free IP database: WIPO magazine launched! [read post]
9 Aug 2011, 12:47 am
In the courts: BB, R (on the application of) v Special Immigration Appeals Commission & Anor [2011] EWCA Civ 2129 (02 August 2011) ??? [read post]
7 Dec 2021, 6:28 am
Suffice it to say that you know a lot about this stuff, and off the top, you told us a story about walking past a bridal shop, doing a good deed by locking the door and then never hearing back. [read post]
18 Aug 2015, 7:52 pm
The EEOC’s Strategic Enforcement Plan includes eliminating class-based and other recruitment and hiring practices that discriminate against people with disabilities and other classes protected under federal employment discrimination laws among its top six national priorities. [read post]
22 Jun 2018, 3:31 am
Securities and Exchange Commission, that SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, who have to be appointed by the president, a court or a department head. [read post]
