Search for: "Securities and Exchange Commission v. May"
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14 Jul 2023, 5:42 pm
While the meaning of public facing may be ambiguous at its edges, what is clear is that the Interim Measures appears to take a functionally differentiated approach to definition. [read post]
11 Jul 2023, 10:09 am
In May, the U.S. [read post]
11 Jul 2023, 3:59 am
Securities & Exchange Commission that past litigants were entitled to decisions from properly appointed judges. [read post]
10 Jul 2023, 9:22 am
In the midst of issuing the final opinions of the term, the Court also granted certiorari on a number of cases, one of which—Securities and Exchange Commission v. [read post]
10 Jul 2023, 8:26 am
This practice may be subject to additional federal securities laws. [read post]
10 Jul 2023, 7:24 am
The Securities & Exchange Commission subpoenaed Covington in January over a 2020 cyber hack that may have resulted in client data being stolen. [read post]
5 Jul 2023, 9:01 pm
The Securities and Exchange Commission (SEC) has proposed rules that could require increased ESG disclosures. [read post]
5 Jul 2023, 10:00 am
But the absurdity of different aspects of the decision in Missouri v. [read post]
5 Jul 2023, 10:00 am
But the absurdity of different aspects of the decision in Missouri v. [read post]
5 Jul 2023, 4:53 am
The Commission imposed penalties and disgorgement totaling almost $1 million, along with barring Jarkesy from the securities industry and from participating in penny stock offerings. [read post]
1 Jul 2023, 6:44 pm
The authority of the President, the State Council, the Central Military Commission, and the Ministry of Foreign Affairs are described generally. [read post]
1 Jul 2023, 3:28 pm
Members of the Medical Licensing Board of Indiana v. [read post]
30 Jun 2023, 10:24 am
This case, and others before the Court, may be referenced in the latest version of the Supreme Court Docket, a regular feature of Securities Regulation Daily. [read post]
29 Jun 2023, 3:33 pm
(relisted after the June 22 conference) Securities and Exchange Commission v. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
21 Jun 2023, 9:01 pm
If adopted by the commission, the rule could go into effect as soon as October 16, 2023. [read post]
20 Jun 2023, 11:51 am
The new Texas Data Privacy and Security Act (“TDPSA”), H.B. 4, was passed by the State Senate on May 10, 2023, was signed by Governor Greg Abbott on June 18, 2023, and will take effect on July 1, 2024. [read post]
20 Jun 2023, 9:28 am
Individual Income Tax L. 2023 SB89 (Act 242) – The LDR Must Promulgate Regulations Related to the Net Capital Gain Deduction for Sale of a Louisiana Business Act 242 requires the Louisiana Department of Revenue (LDR) to promulgate regulations related to the individual income tax exclusion of net capital gains arising from the sale or exchange of an equity interest or substantially all of the assets of a non-publicly traded corporation, partnership, limited liability company, or… [read post]
19 Jun 2023, 5:00 pm
The new Texas Data Privacy and Security Act (“TDPSA”), H.B. 4, was passed by the State Senate on May 10, 2023, was signed by Governor Greg Abbott on June 18, 2023, and will take effect on July 1, 2024. [read post]
17 Jun 2023, 10:42 am
United States v. [read post]
