Search for: "Security People, Inc."
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7 Feb 2013, 8:36 am
The SEC complaint against the Olives lays out a scheme where the Olives were hired at We The People Inc., a Tallahassee-based non-profit organization that obtained $75 million from more than 400 investors in Florida, Colorado, and Texas by selling an investment product they described as a charitable gift annuity (CGA). [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
10 Oct 2007, 9:25 am
Adobe Systems Inc., whose software is used by millions of people to read documents sent over the Internet, said some of its programs contain a flaw that makes personal computers vulnerable to attack. [read post]
7 Nov 2021, 7:09 am
FINRA Takes Victory Lapse in Aegis Capital Regulatory Settlement (BrokeAndBroker.com Blog)Justice Department Sues Uber for Overcharging People with Disabilities (DOJ Release)Management Consulting Firm Partner Charged In Insider Trading Scheme / Defendant Was a Lead Consulting Firm Partner Advising an Investment Bank on Its Acquisition of GreenSky, Inc. [read post]
19 Mar 2021, 4:15 am
CFTC Orders Coinbase Inc. to Pay $6.5 Million for False, Misleading, or Inaccurate Reporting and Wash Trading (CFTC Release)Foreign Nationals Sentenced for Roles in Transnational Cybercrime Enterprise / The Infraud Organization victimized millions of people in all 50 states and caused more than $568 million in financial losses (DOJ Release)11 Cir Sees No Breach of Contract by Ohio National in Variable Annuity Commissions Lawsuit (BrokeAndBroker.com Blog)An Honest Conve... [read post]
3 Oct 2008, 2:00 pm
OttawaCitizen.com writes: Johnson, a fraud investigator with TD Canada Trust, testified that an RBC Royal Bank Visa card seized during a police search of Canadian Barcode and Plastic Card Supply Inc. did not have the same security features that would be found on a legitimate card. [read post]
21 Jan 2021, 1:28 pm
In the latest sign that coronavirus-related securities class action lawsuit filings will continue into the New Year, on January 20, 2021, a plaintiff shareholder filed a COVID-19-related securities suit against the Chinese Internet social media company Lizhi, Inc. [read post]
20 Mar 2009, 12:41 am
Good faith is a difficult defense when people have lost millions of dollars in a pump-and-dump scheme. [read post]
19 Jun 2022, 1:40 pm
(See People v. [read post]
4 Jan 2021, 7:30 am
People’s Securities, Inc. [read post]
31 Jan 2013, 10:53 am
Under Regulation FD, when an issuer, or person acting on its behalf, discloses material nonpublic information to certain people (in general, securities market professionals and holders of the issuer’s securities who may well trade on the basis of the information), the issuer must publicly disclose that information. [read post]
21 Jun 2022, 11:48 am
Eric Nicolassy (Eric Edward Nicolassy CRD# 6244539) is a broker currently registered with Network 1 Financial Securities Inc. [read post]
13 Mar 2009, 6:08 am
Donnelly and his three companies - Tower Analysis Inc., Nasco Tang Corp. and Nadia Capital Corp. - face charges of violating federal securities and exchange acts. [read post]
10 Dec 2011, 7:54 pm
There is no reason why you should have to suffer because of other people’s negligence and mistakes. [read post]
1 Nov 2022, 8:38 am
(David Jolly, Bloomberg Law; see Securities and Exchange Commission, Motion for Summary Judgment; see Ripple Labs, Inc., Motion for Summary Judgment). [read post]
1 Feb 2011, 1:36 pm
The Securities and Exchange Commission has charged eight people with fraud in a global, $33-million pump-and-dump scheme involving Chinese companies that went public in the U.S. through reverse mergers.The defendants include Francis A. [read post]
9 Oct 2007, 12:52 pm
Scientific-Atlanta, Inc., No. 06-43. [read post]
22 Apr 2024, 5:01 am
A person could be paying bail to secure a loved one's freedom pending trial, or they could be performing a purely charitable act to help an indigent defendant. [read post]
27 Feb 2017, 5:44 am
Paredes, Founder, Paredes Strategies LLC People matter. [read post]
21 Dec 2009, 2:27 pm
Furthermore, imperfect people cannot be trusted with much power. [read post]
