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3 Aug 2020, 10:40 am by Jeremy T. Rosenblum and James Kim
As previously reported, the OCC recently adopted a final rule (the “Madden fix”) designed to resolve the legal uncertainty created by the Second Circuit’s decision in Madden v. [read post]
22 Jul 2020, 3:07 pm by Kevin LaCroix
Since the program’s inception, the SEC has received tips from whistleblowers in 123 countries outside the United States, claims have been filed from 72 countries, and the SEC has made substantial awards to foreign residents who have provided information. [read post]
16 Jul 2020, 6:29 am by Daniel C. Fanaselle
In filings submitted last week, the Consumer Financial Protection Bureau (the Bureau) both opposed and moved for summary judgment in PayPal, Inc. v. [read post]
10 Jul 2020, 7:39 am by Alan S. Kaplinsky
Supreme Court’s decision last week in Seila Law which held that the Dodd-Frank provision that only allows the President to remove the CFPB Director “for cause” violates the separation of powers in the U.S. [read post]
29 Jun 2020, 4:42 pm by John Jascob
The court’s decision comes just days before the rule’s June 30 compliance date (XY Planning Network, LLC v. [read post]
1 May 2020, 7:00 am by Guest Blogger
”  Never, but apparently, not for long.On June 20 of last year, in Gundy v. [read post]
15 Apr 2020, 6:50 am by Laura Peterson
However, the Ninth Circuit appeals court decided in a 2018 case also involving U.S. commodities laws in foreign markets (Stoyas v. [read post]
31 Mar 2020, 1:50 pm by Kevin LaCroix
 This statistic encompasses all registered investment advisers, not just those who manage private funds, although the Annual Report states that 36% of registered investment advisers manage a private fund. [read post]
9 Mar 2020, 9:03 pm by Richard W. Parker
Second, they offer the Supreme Court’s 5–4 decision in Massachusetts v. [read post]