Search for: "Stifel, Nicolaus "
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25 Sep 2007, 8:29 pm
It also remanded the damages and royalty awards for the lower court to decide.The awards were remanded because the lower court did not specify which portion of the damages was attributable to which patent, Blair Levin, an analyst with Stifel Nicolaus, said in a note to investors.The appeals court found that the district court improperly construed part of the third patent, which involves wireless access to Voice over Internet Protocol (VoIP) service. [read post]
30 May 2014, 7:27 am
According to Coolidge’s FINRA BrokerReport, he was registered with Stifel, Nicolaus & Company from March 2008 through June 2012 and Wachovia Securities from June 2002 through March 2008. [read post]
5 Jul 2010, 6:27 am
Stifel Nicolaus & Co.), Jesup & Lamont Securities Corp., Jeffries & Company, Inc., Raymond James & Associates, Inc., and Robert W. [read post]
14 Nov 2019, 6:32 am
Keener reportedly has 3 regulatory disclosures, one alleged employment separation in 2008 from Stifel Nicolaus for allegations of unauthorized trades and 5 alleged customer complaints, according to his broker report. [read post]
17 Oct 2014, 7:33 am
According to her FINRA Broker Report, Guinn was registered with Stifel, Nicolaus & Company from March 2009 through May 2014. [read post]
25 Jun 2014, 1:24 pm
According to his FINRA Broker Report, Coolidge was registered with Stifel, Nicolaus & Company from March 2008 through June 2012 and Wachovia Securities from October 2000 through March 2008. [read post]
10 Sep 2015, 9:39 am
Currently, Frechter is associated with Stifel, Nicolaus & Company, Incorporated. [read post]
9 Apr 2018, 10:02 am
., Stifel, Nicolaus & Company, Inc., Wilshire Discount Securities, Thomas F. [read post]
1 Sep 2009, 4:50 pm
Prior to the bankruptcy filing, Cynergy marketed its assets with the assistance of Stifel, Nicolaus & Company, Incorporated, Peter J. [read post]
17 Jul 2008, 5:47 pm
" Carnahan's office also noted that the Missouri Securities Division is reviewing the fraud complaint filed about UBS Financial Services by Massachusetts regulators and it is investigating auction-rate securities complaints against Commerce Bank and Stifel, Nicolaus & Company. [read post]
17 Jan 2012, 10:17 am
" Geron, which is based in Menlo Park in California, said last week it has hired Stifel Nicolaus & Co. to help sell the hESC business. [read post]
19 Aug 2008, 9:12 am
But now, the WSJ’s Liz Rappaport and Shefali Anand report, there’s a feud brewing between those big fish and their smaller ARS-dealing brethren, such as Raymond James, Stifel Nicolaus, Oppenheimer and Fidelity. [read post]
28 Sep 2011, 8:14 am
Louis-based brokerage and investment banking firm, Stifel, Nicolaus & Co., Inc., for its role in the sale of the CDO investments to the school districts. [read post]
6 Aug 2007, 4:46 am
” Blair Levin, an analyst at brokerage Stifel, Nicolaus & Co., said competitors such as Microsoft Corp. are trying to take advantage of the edge they have over Google in the nation’s capital. [read post]
23 Mar 2008, 10:15 pm
"He got a lot of people interested in him early on," said Blair Levin, an analyst with Stifel Nicolaus who was a top adviser to Hundt. [read post]
8 Jul 2010, 10:31 am
The districts were reportedly advised by Stifel Nicolaus & Co. [read post]
12 Jul 2021, 2:48 pm
If you suffered losses investing with Christopher Orlando and Stifel Nicolaus, the securities attorneys at The White Law Group may be able to help you. [read post]
12 Aug 2011, 2:00 am
Stifel, Nicolaus & Co. is a sad tale of five Wisconsin school districts who invested in securities that were supposed to be safe but turned out to be tied to risky, complicated CDOs. [read post]
25 Jun 2015, 1:29 pm
Hart and Company Loop Capital Markets Martin Nelson & Co Merchant Capital Merrill Lynch Pierce Fenner & Smith Corporation Morgan Stanley & Co The Northern Trust Company Oppenheimer & Co Raymond James & aSSOCIATES RBC Capital Markets Robert W Baird & Co Raymond James & Associates RBC Capital Markets Robert W Baird & Co Siebert Brandford Shank & Co Smith Hayes Financial Services Corporation Stephens Inc Sterne Agee & Leach Stifel Nicolaus &… [read post]
7 Aug 2010, 5:10 am
A lawsuit has since been filed against the financial institutions behind the deal, Stifel Nicolaus & Co. and the Royal Bank of Canada (RBC). [read post]
