Search for: "Stocking v. Ives"
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8 Apr 2020, 5:00 am
Part IV in this series will consider the constitutionality of 18 U.S.C. 922(o) as applied to bump stocks. [read post]
31 Mar 2020, 8:38 am
Part I: The Coronavirus Aid, Relief and Economic Security (CARES) Act: Provisions Relevant to Healthcare Providers (March 31, 2020): On March 27, 2020, the Coronavirus Aid, Relief and Economic Security (CARES) Act[1] passed the House of Representatives by a voice vote. [read post]
30 Mar 2020, 9:19 am
By Dean Cazenave, Blane Clark and Elisabeth Prescott Keenly aware of the enormous impact COVID-19 is having on small businesses throughout the country, in response, the Congress approved and on March 27, 2020, the President signed the “Coronavirus Aid, Relief, and Economic Security Act” (the “CARES Act”). [read post]
27 Mar 2020, 9:39 am
The following are a few techniques to consider: (i) outright gifts, (ii) gifts to dynasty trusts, (iii) gifts to Grantor Retained Annuity Trusts (“GRATs”), (iv) sales to Intentionally Defective Grantor Trusts (“IDGTs”), (v) substitution of trust assets in IDGTs, and (vi) loans to family members. [read post]
16 Mar 2020, 1:54 pm
E.g., SEC v. [read post]
25 Feb 2020, 8:29 am
Investment Sales Practice Violations FINRA has indicated that it will focus its efforts to combat sales practice violations in six key areas: (i) complex investment products, (ii) variable annuities, (iii) private placements, (iv) fixed-income investment products, (v) representatives who are in a position of trust or authority, and (vi) senior investors. [read post]
Defamation Act 2013: A summary and overview six years on, Part 1, Sections 1 to 3 – Brett Wilson LLP
28 Jan 2020, 4:39 pm
Naturally, defendant lawyers began deploying stock responses that statements did not meet the ‘Section 1 threshold’. [read post]
16 Jan 2020, 6:35 am
The top five RFRWG priorities are: (i) cease issuance of GBP LIBOR-based cash products maturing beyond 2021 by end Q3 2020; (ii) take steps throughout 2020 to promote and enable widespread use of SONIA compounded in arrears; (iii) take steps to enable a further shift of volumes from GBP LIBOR to SONIA in derivative markets; (iv) establish a clear framework to manage transition of legacy LIBOR products, to significantly reduce the stock of GBP LIBOR referencing contracts by Q1 2021;… [read post]
16 Jan 2020, 6:35 am
The top five RFRWG priorities are: (i) cease issuance of GBP LIBOR-based cash products maturing beyond 2021 by end Q3 2020; (ii) take steps throughout 2020 to promote and enable widespread use of SONIA compounded in arrears; (iii) take steps to enable a further shift of volumes from GBP LIBOR to SONIA in derivative markets; (iv) establish a clear framework to manage transition of legacy LIBOR products, to significantly reduce the stock of GBP LIBOR referencing contracts by Q1 2021;… [read post]
31 Dec 2019, 8:13 am
Those CA RIA s that do not engage an auditor must, among other things, (i) provide notice of such custody on the Form ADV; (ii) maintain client assets with a qualified custodian; (iii) engage an independent party to act in the best interest of investors to review fees, expenses, and withdrawals; and (iv) retain an independent certified public accountant to conduct surprise examinations of assets. [read post]
2 Dec 2019, 9:55 am
Borello & Sons, Inc. v Dept. of Industrial Relations (1989) 48 Cal.3d 341. [read post]
3 Oct 2019, 2:41 am
True, a portion of this loss was due to a one-time expense of about $3.9 billion for stock-based compensation paid out to Uber company employees following the IPO. [read post]
2 Oct 2019, 10:21 am
Ramos v. [read post]
1 Oct 2019, 6:21 am
IV. [read post]
25 Jul 2019, 9:01 pm
We warned investors that the stock market was going to collapse in 1987. . . we forecasted the tech stock bubble in 1999 . . . and we predicted the housing crash of 2007. [read post]
29 Jun 2019, 8:52 am
From 2015: Over the last week I spoke to two families of very young children stricken by E. coli O111 after they both attended a small town Maine fair and petting zoo. [read post]
18 Jun 2019, 6:42 am
In KT4 Partners LLC v. [read post]
13 Jun 2019, 6:21 am
While motives remain opaque, the twin effects of this directed verdict are to establish finality (i.e., ensure there will be no Aruba IV or, more importantly, Aruba V) and, by implication, to set in stone the Vice Chancellor’s findings of fact that implicitly sanction as “reliable” a very, very dirty deal. [8] (more…) [read post]
30 May 2019, 6:00 am
Section IV – Child of the Veteran Section IV is only required if you are claiming benefits for a surviving child of the veteran, otherwise you are permitted to move onto section V. [read post]
29 May 2019, 9:00 pm
Section IV – Child of the Veteran Section IV is only required if you are claiming benefits for a surviving child of the veteran, otherwise you are permitted to move onto section V. [read post]
