Search for: "THE FINANCIAL SERVICES ROUNDTABLE"
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10 Dec 2019, 5:03 pm
In the first quarter of 2020, ASIC will hold a series of public roundtable discussions with industry to ensure the new requirements are understood. [read post]
9 Dec 2019, 8:29 am
The conference brought together around 250 senior members of the financial services community, with panels focussed on key areas such as governance, culture, controls, conduct risk, surveillance and financial crime. [read post]
1 Nov 2019, 6:00 am
Seiden, Seiden Krieger Executive Search, on Sunday, October 27, 2019 Tags: Board composition, Boards of Directors, Director nominations, Director qualifications, Disclosure, Diversity, Environmental disclosure, ESG, Reputation, Sustainability 2019 Proxy Season Review Posted by Chuck Callan (Broadridge Financial Solutions, Inc.) and Paul DeNicola (PwC), on Monday, October 28, 2019 Tags: Board composition, Boards of… [read post]
28 Oct 2019, 10:08 am
What is “Direct Financial Interest”? [read post]
25 Oct 2019, 6:31 am
Collard, Sullivan & Cromwell LLP, on Wednesday, October 23, 2019 Tags: CFIUS, FIRRMA, International governance, Securities regulation, Treasury Department A Review of ISS Proposed 2020 Policy Changes Posted by Lisa Stimmell and Courtney Mathes, Wilson Sonsini Goodrich & Rosati, on Wednesday, October 23, 2019 Tags: Board independence, Boards of Directors, Charter & bylaws, Dual-class stock, Institutional… [read post]
4 Oct 2019, 6:00 am
Katz and Laura McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, September 27, 2019 Tags: Business Roundtable, Hedge funds, Investor horizons, Long-Term value, Securities regulation, Shareholder activism, Shareholder primacy, Short-termism Taking Significant Steps to Modernize Our Regulatory Framework Posted by Jay Clayton, U.S. [read post]
27 Sep 2019, 6:00 am
Posted by by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, September 27, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 20-26, 2019. [read post]
6 Sep 2019, 5:39 am
Posted by the Harvard Law School Forum on Corporate Governance & Financial Regulation, on Friday, September 6, 2019 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 30–September 5, 2019. [read post]
5 Sep 2019, 6:34 am
In a departure from the usual briefing format, delegates were invited to participate in a series of roundtable discussions, each of which was chaired by a representative from various areas of the firm, including our financial services, employment, disputes and regulatory compliance practices. [read post]
4 Sep 2019, 7:44 am
For first time callers, I quickly filled out the short intake questions and verified that callers were financially eligible for PBO services. [read post]
20 Aug 2019, 5:28 pm
(Laura Noonan, Financial Times). [read post]
5 Aug 2019, 1:24 pm
Participants in the investor roundtable should be retail investors, including those who work with, or are considering working with, a financial professional. [read post]
26 Jul 2019, 7:49 am
He gave a number of examples of Type III collusion, such as advertising bans for certain legal services, which makes it more difficult to shop around for a lawyer. [read post]
15 Jul 2019, 12:05 pm
Citizenship and Immigration Services. [read post]
8 Jul 2019, 8:39 am
DiPietro, Chief Technology Officer, United States Secret Service; and Charles H. [read post]
1 Jul 2019, 9:40 am
Design non-partisan initiatives to provide financial support for the Center and Faculty. [read post]
30 Jun 2019, 4:07 pm
Facebook has released a report in a blog post that detailed the results of its workshops and roundtables to construct an Oversight Board. [read post]
24 Jun 2019, 1:41 pm
Event Announcements (More details on the Events Calendar) Tuesday, June 25, 2019, 8:30 a.m.: The Woodrow Wilson International Center for Scholars will hold a conference titled, “Progress at Risk? [read post]
19 Jun 2019, 3:43 pm
Participants in the investor roundtable should be retail investors who work with, or are considering working with, a financial professional and have no affiliation with the financial services industry. [read post]
17 Jun 2019, 12:07 pm
Perez, Director General of the Foreign Service and Director of Human Resources, U.S. [read post]
