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The Staff also discussed the investment adviser sweep related to the SEC’s amended Marketing Rule (Rule 206(4)-1 under the Investment Advisers Act of 1940).[2] Director Shah emphasized the timing of the sweep, occurring one year after the Rule’s compliance date, and the hope that this would prompt other investment advisers to review their policies and procedures and come within compliance of the new rule. [read post]
11 Apr 2024, 1:35 am by Apostolos Anthimos
In addition to its substantive chapters, the book is augmented with appendices that include key legislative and regulatory texts relevant to arbitration and mediation. [read post]
10 Apr 2024, 5:15 pm by Evan Brown
Automated Access to USPTO IT Systems: The guidance notes that when utilizing AI tools to interact with USPTO IT systems, it is crucial to adhere to legal and regulatory requirements, ensuring authorized use only. [read post]
10 Apr 2024, 2:12 pm by Allan Fels
At first, I was a part-time member of many different regulatory bodies. [read post]
10 Apr 2024, 11:48 am by NARF
Regulatory Bulletinhttp://narf.org/nill/bulletins/regulatory/2024.html Alaska Native Claims Selection (Interior) Law Review & Bar Journal Bulletin (contact us if you need help finding a copy of an article)https://www.narf.org/nill/bulletins/lawreviews/currentlr.html Bridging the gap: A systematic guide to Tribal code drafting. [read post]
10 Apr 2024, 11:44 am by Kailey Monsivais
Depadro, asserted that the IRS failed to adequately investigate their claims regarding institutional mortgage lenders’ non-compliance with regulatory standards. [read post]
10 Apr 2024, 8:25 am by Daniel M. Kowalski
For these occupations, employers submit the labor certification directly to USCIS, bypassing DOL review. [read post]
10 Apr 2024, 6:05 am by Corina Heri
The Court presented this as a way to prevent actio popularis cases while still guaranteeing proper review of climate-related impacts on rights. [read post]
9 Apr 2024, 9:05 pm by Josephine A. Phillips
Regulatory managerialism, however, will only continue to hinder agencies’ effectiveness and reinforce tactics that gaslight the public, she concludes.The post Against Regulatory Gaslighting first appeared on The Regulatory Review. [read post]
9 Apr 2024, 3:52 pm
There had been critical gaps in the process of putting in place the relevant domestic regulatory framework, including a failure by the Swiss authorities to quantify, through a carbon budget or otherwise, national greenhouse gas (GHG) emissions limitations. [read post]
9 Apr 2024, 2:56 pm by Brian Clark
Taxpayers should consider direct and indirect production costs and have its tax advisors thoroughly review the capitalization regulations to both maximize deductions and comply with capitalization rules. [read post]
9 Apr 2024, 12:36 pm by Law Office of Matthew L. Sharp
The organization formerly known as the American Association of Retired Persons (AARP) offers these recommendations if you feel that a medical claim was unfairly denied: Don’t pay the bill Get a reason for the denial in writing Review and follow your plan’s rules Check for missing information (which you can provide) Check for coding errors (which your doctor can fix) Regulation of Claims Denials Among Plan Providers In response to the growing concern over claim denials,… [read post]
9 Apr 2024, 8:55 am by Lawrence Solum
Ryan Doerfler (Harvard Law School) & Samuel Moyn (Yale University) have posted After Courts: Democratizing Statutory Law (Michigan Law Review, Forthcoming) on SSRN. [read post]
9 Apr 2024, 6:35 am by Unknown
As a result, the stay preserves the status quo until the completion of judicial review and thus removes any need for the court to intervene. [read post]
9 Apr 2024, 3:00 am by Yosi Yahoudai
The Phibro-Tech facility had dozens of violations over the previous decade, according to a state analysis of its regulatory record. [read post]
8 Apr 2024, 10:00 pm by Sherica Celine
Bank Climate-Related Financial Risk Regulatory Tracker Explore key rules (final and proposed) on climate-related financial risk requirements undertaken by the White House, SEC, Department of Treasury, and other federal banking agencies. [read post]