Search for: "The Depository Trust "
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22 Jun 2022, 9:01 pm
Depository Institutions’ Issuance of Payment Stablecoins The RFIA would permit depository institutions (i.e., insured banks, thrifts and credit unions) to hold and issue digital assets. [read post]
7 Aug 2018, 9:07 am
Americas (DBTCA), a depository bank, and Deutsch Bank Securities Inc. [read post]
6 May 2019, 11:49 am
” The court also noted (1) that the NBA contains two references to deposit-taking in addition to the powers clause, (2) New York’s experience with banking at the time the NBA was enacted, (3) the fact that the NBA has never previously chartered a non-depository entity on the basis of the NBA’s “business of banking” clause, and (4) the fact that Congress expressly authorized non-depository national bank trust companies and bankers’ banks. [read post]
25 Apr 2010, 5:00 am
., the depository operated by Depository Trust Company. [read post]
4 Feb 2013, 6:00 am
Investment entity: definition is clarified and narrowed to exclude passive, non-commercial investment vehicles and trusts. [read post]
16 Aug 2010, 4:18 am
Depository Trust & Clearing Corp., ____F.3d____ (2d Cir. [read post]
13 Nov 2009, 8:23 am
Prosecutors alleged O'Hara and Perez created computer programs that created books and records for a small subset of Madoff's investment advisory clients to help hide the scope and nature of the business; changed the names of account holders to explain to the SEC why they couldn't find investment advisory client securities custodied at the Depository Trust Co.; created false and fraudulent order entry and execution reports; created false documents to make it appear… [read post]
13 Jul 2023, 6:31 am
” HB 3 amends a variety of Florida statutes relating to: (i) retirement plans and investments of funds; (ii) financial institutions, including qualified public depositories; (iii) money services businesses; (iv) consumer finance companies; (v) trust fund assets and public funds; (vi) government contracts; (vii) government bonds; and (viii) deceptive and unfair trade practices. [read post]
13 Jul 2023, 6:31 am
” HB 3 amends a variety of Florida statutes relating to: (i) retirement plans and investments of funds; (ii) financial institutions, including qualified public depositories; (iii) money services businesses; (iv) consumer finance companies; (v) trust fund assets and public funds; (vi) government contracts; (vii) government bonds; and (viii) deceptive and unfair trade practices. [read post]
1 May 2023, 3:35 am
– Need for the regulators to review the findings and assist in moving forward regulations to strengthen the proxy process and continue building trust in the system. [read post]
24 Sep 2009, 10:14 am
The SEC did request records from the Depository Trust Company (DTC) (an independent third party), but the record request was made to Madoff. [read post]
30 Mar 2017, 4:55 pm
The customer, who allegedly settled the real estate investment trust case for $25,000 in December, according to Central Registration Depository (CRD) records, persisted in opposing Tarr’s expungement bid. [read post]
20 May 2010, 5:47 am
Depository Trust, decided on May 14. [read post]
12 Apr 2012, 3:16 pm
On April 10, 2012, the MSRB requested comments on draft amendments to MSRB Rules G-32 and G-34 that would allow underwriters to satisfy certain reporting requirements by submitting information to the New Issue Information Dissemination Service (“NIIDS”) operated by the Depository Trust and Clearing Corporation. [read post]
30 Mar 2012, 12:15 pm
Shares held in “street name” by the Depository Trust Company will continue to be calculated by reference to the number of DTC participants through which shares are held, consistent with current SEC guidance, rather than the number of underlying beneficial owners. [read post]
1 Jan 2012, 10:56 am
For example, Canadian financial institutions actively rely on the systems operated by The Depository Trust & Clearing Corporation (DTCC) for clearing and settlement of transactions involving US securities. [read post]
19 Jul 2012, 11:53 am
.; Depository Trust Company; Fixed Income Clearing Corporation; ICE Clear Credit LLC; National Securities Clearing Corporation; and the Options Clearing Corporation The Dodd-Frank Act provides four specific factors the Council must consider when determining whether a financial market utility is, or is likely to become, systemically important. [read post]
3 May 2007, 1:20 am
Depository Trust & Clearing Corp. [read post]
22 Apr 2024, 8:01 am
Under the bill, state non-depository trust companies may issue up to $10 billion in payment stablecoins, whereas state or federally chartered deposit institutions may do so without limit, subject to the condition that existing institutions charter a separate banking entity to act as the payment stablecoin issuer. [read post]
4 Jun 2024, 4:20 am
On Thursday, DTCC issued a statement noting: Our analysis shows that as of yesterday, May 29, 94.55% of transactions were affirmed by the Depository Trust Company (DTC) cutoff time of 9:00PM ET on trade date. [read post]
