Search for: "The Depository Trust Company"
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4 Nov 2009, 7:20 am
Temecula, too, had been seized by the FDIC and its deposit accounts were sold to a new company, First-Citizens Bank & Trust Company of Raleigh, N.C. [read post]
20 Jan 2012, 6:34 am
Each of the decisions and studies discussed below is intended to give you a flavor of the issues in the competition and anti-trust scene so that, when you review your business activities, structure new deals or make acquisitions, you have these issues at the back of your mind and provide for them. [read post]
18 Feb 2022, 8:28 am
Most are at the Federal Reserve Bank of New York (FRBNY), a popular depository for many countries’ foreign exchange reserves. [read post]
29 Apr 2013, 4:18 pm
Nonpersonal Services: those that “include[] but [are] not limited to … [u]tilities, construction, transportation, research, insurance, and fund depository. [read post]
10 Apr 2015, 9:17 pm
You must know who is working for you and trust absolutely their access to consumer information. (13) Establish an employee training program to explain the data security and privacy requirements. [read post]
26 May 2021, 7:15 am
Hsu has asked his staff to review the actions taken by the OCC under his predecessor, which involves the various interpretive letters and chartering of certain national banks and trust companies that intend on providing digital asset-focused services. [read post]
20 May 2008, 10:27 am
Quailty Oil Company, Inc. [read post]
22 Nov 2008, 4:28 pm
" The Depository Trust & Clearing Corporation (DTCC) argues that the OTC derivatives market is only half the size Cox claims it is because he counts each transaction twice, but even using the DTCC’s math we’re talking about a 35 trillion dollar market. [read post]
12 Mar 2010, 5:00 am
The prohibition on vote buying traditionally arose in the context of companies acquiring votes to facilitate shareholder approval. [read post]
16 Jun 2011, 5:00 am
NYCB, whose parent was a publicly traded company, was one of five bidders that submitted 13 bids for AmTrust. [read post]
27 Aug 2019, 9:41 pm
Limited liability is a characteristic of modern corporations, as well as limited liability companies and limited partnerships and trusts (beneficiaries are not personally liable for the trust’s liabilities). [read post]
11 Jul 2011, 2:41 am
” The Second Circuit considered the following question: whether the § 546(e) ‘safe harbor’ ... extends to transactions in which commercial paper is redeemed by the issuer prior to maturity, using the customary mechanism of the Depository Trust Company ... for trading in commercial paper ..., without regard to extrinsic facts about the nature of the [transactions], the motive behind the [transactions], or the circumstances under which the payments… [read post]
31 Jul 2023, 9:05 pm
Perhaps more important, what would be the systemic risks associated with concluding that such doctrines invalidate the rules of the Depository Trust Company? [read post]
20 May 2024, 9:05 pm
The Second Circuit in particular has grappled with this question in cases like Public Service Employees Union Pension Trust Fund v. [read post]
11 Jul 2011, 2:41 am
” The Second Circuit considered the following question: whether the § 546(e) ‘safe harbor’ ... extends to transactions in which commercial paper is redeemed by the issuer prior to maturity, using the customary mechanism of the Depository Trust Company ... for trading in commercial paper ..., without regard to extrinsic facts about the nature of the [transactions], the motive behind the [transactions], or the circumstances under which the payments… [read post]
11 Sep 2010, 1:42 pm
Kanjorski deleted student loans, auto loans, and home equity loans from the list of eligible assets, as well as, in the case of the credit or charge card asset class, any extension of credit to a person under an open-end credit plan.The legislation also provides that any covered bond issued or guaranteed by a bank is a security under Section 3(a)(2) Securities Act, Section 3(c)(3) of the Investment Company Act, and Section 304(a)(4)(A) of the Trust Indenture Act. [read post]
30 Sep 2009, 6:00 am
Put in place policies and procedures or training mechanisms to ensure staff have an understanding of what types of information should be validated during investigations with independent parties such as the Financial Industry Regulatory Authority, Depository Trust Company, and Chicago Board Options Exchange. [read post]
6 Dec 2011, 7:31 am
A depository by any other name? [read post]
29 Jul 2011, 11:39 am
“Financial Institutions” are broadly defined to include depository institutions, institution-affiliated parties (like captive brokerage affiliates and private banks), federal and state credit unions and benefit associations, insurance companies, safe deposit companies, money market funds or similar entities authorized to do business in California.[1] “Account” is just as broadly defined and includes, demand deposit accounts, share or share drafts… [read post]
13 Sep 2009, 2:36 am
For example, SEC asked for trading records relating to the Depository Trust Company (DTC), but sought those copies from Madoff himself. [read post]
