Search for: "U. S. Securities and Exchange Commission" Results 161 - 180 of 451
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News You Can Use Digest – October 30, 2020
30 Oct 2020, 3:00 am by Jim Sedor
What the government needed from Trump’s properties, it had to buy from Trump’s company. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
Profile of a potential nominee: Amy Coney Barrett
21 Sep 2020, 2:00 pm by Amy Howe
” In a widely reported exchange, Feinstein told Barrett that, based on Barrett’s speeches, “the conclusion one draws is that the dogma lives loudly within you. [read post]
SCOTUSblog - http://www.scotusblog.com/
Thursday Thinkpiece: Trump, Twitter & the Law
17 Sep 2020, 4:00 am by Administrator
President Trump’s unique use of Twitter is, of itself, worthy of analysis. [read post]
Slaw - http://www.slaw.ca
Mutual Trust: Judiciaries under Scrutiny – Recent reactions and preliminary references to the CJEU from the Netherlands and Germany
2 Sep 2020, 3:51 am by Matthias Weller
 U. [read post]
Conflict of Laws .net - http://conflictoflaws.net
Brief Thoughts on 习近平 中国共产党领导是中国特色社会主义最本质的特征 [Xi Jinping, The Leadership of the Communist Party of China is the most essential feature of socialism with Chinese characteristics], Read Against US National Security Advisor Robert C. O’Brien "The Chinese Communist Party’s Ideology and Global Ambitions"
17 Jul 2020, 7:14 pm
The first, remarks delivered by National Security Advisor Robert C. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
Testimony by Chairman Clayton before the Investor Protection, Entrepreneurship, and Capital Markets Subcommittee U.S. House Committee on Financial Services
26 Jun 2020, 6:01 am
Securities and Exchange Commission. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Stanford Criminal Law Experts on Firing of Geoffrey Berman, U.S. Attorney for Southern District of New York
20 Jun 2020, 2:52 pm by David Alan Sklansky, Robert Weisberg, Q&A with Sharon Driscoll
Clayton has been serving as Trump’s chairman of the Securities and Exchange Commission and has never served as a prosecutor. [read post]
Legal Aggregate - https://law.stanford.edu/legal-aggregate/
Case Summaries – N.C. Supreme Court (June 5, 2020)
9 Jun 2020, 10:51 pm by Jamie Markham
The misdemeanor assault statute, G.S. 14-33, includes prefatory language saying the law applies “[u]nless the conduct is covered under some other provision of law providing greater punishment”—language the appellate courts have generally interpreted to bar simultaneous punishments for the same act. [read post]
North Carolina Criminal Law Blog - http://nccriminallaw.sog.unc.edu/
Congress Legislative Developments—Potential Delisting of Foreign Companies from U.S. Securities Exchanges
3 Jun 2020, 6:17 am
Securities and Exchange Commission (SEC) if the Public Company Accounting Oversight Board (PCAOB) is prevented from reviewing the companies’ audits. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Situation in Hong Kong: 陳弘毅談國安法爭議： 以香港為家的我們的心聲 [Chen Hongyi on the National Security Law Controversy: View of Those Who Consider Hong Kong Home]
26 May 2020, 8:02 am
(Albert Chen Hung-yee 陳弘毅 (Hong Kong U.) on the Situation in Hong Kong Part 2: 一國兩制的博弈 ["The Game of One Country Two Systems"]; Albert Chen Hung-yee 陳弘毅 (Hong Kong U.) on the Situation in Hong Kong: 理性溝通的困境 ["The Dilemma of Rational Communication"]; The Situation in Hong Kong: Albert Chen. [read post]
Law at the End of the Day - http://lcbackerblog.blogspot.com/
SEC Charges Florida Investment Adviser TCA Fund Management with Fraud
22 May 2020, 10:21 am by Renae Lloyd
According to a press announcement on May 12, the Securities and Exchange Commission filed fraud charges against Florida-based investment adviser TCA Fund Management Group Corp. and its affiliate, TCA Global Credit Fund GP, Ltd., for an alleged fraudulent scheme. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
News You Can Use Digest – May 15, 2020
15 May 2020, 3:00 am by Jim Sedor
House Democrat Reintroduces Bill to Reduce Lobbyist Influence The Hill – Alex Gangitano | Published: 5/11/2020 U,S, Rep. [read post]
Lobby Comply Blog - http://stateandfed.com/lobbycomply/
Weekly Roundup: May 1–7, 2020
8 May 2020, 5:58 am
Nowell, Wachtell, Lipton, Rosen & Katz, on Saturday, May 2, 2020 Tags: Board performance, Boards of Directors, ESG, Institutional Investors, Overboarding, Proxy advisors, Shareholder voting Anticipated Securities Litigation in Response to the Pandemic Posted by Jason Halper, Nathan Bull, and Matthew Karlan, Cadwalader, Wickersham & Taft LLP, on Sunday, May 3, 2020 … [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Guest Post: First-Quarter Securities Class Actions Respond To Outbreak
13 Apr 2020, 4:19 pm by Kevin LaCroix
Securities and Exchange Commission. [read post]
The D & O Diary - http://www.dandodiary.com/
SEC grants COVID-19 relief to small offering issuers, muni advisers, and new EDGAR filers
27 Mar 2020, 3:26 pm by John Jascob
The Commission notes that the current outbreak of COVID-19 may present challenges to entities and their representatives in timely meeting certain filing obligations under the federal securities laws. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
U.S. Chamber of Commerce Comment Letter on the Shareholder Political Transparency Act & Workforce Investment Disclosure Act
1 Mar 2020, 5:32 am
Cynthia Axne) The Workforce Investment Disclosure Act would require specific line-item disclosures in Securities and Exchange Commission (“SEC”) mandated reports on information that in many cases is not material to a reasonable investor, and would preempt the SEC’s flexible, principles-based approach on human capital disclosures. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
U.S. Investors’ Understanding of Workplace Policies and Practices and the Need to Change Them: Progress and Future Efforts
25 Feb 2020, 6:23 am
Among the highlights (in the United States) were the petition filed with the Securities and Exchange Commission in 2017 by the Human Capital Management Coalition pressing for regulations requiring corporate disclosure with respect to “human capital” and the inclusion by the SEC, in 2019, of provisions relating to it in the agency’s broader, pending revision of S-K regulations. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
U.S. District Court lifts SEC injunction on Stansberry Research
24 Feb 2020, 1:01 pm by Daily Record Staff
Securities and Exchange Commission. [read post]
On the Record - http://thedailyrecord.com/ontherecord/
Monday round-up
24 Feb 2020, 4:05 am by Edith Roberts
Securities and Exchange Commission, which asks whether the SEC can seek disgorgement of profits as a remedy for violating the securities-fraud laws, along with “some of the ways the Court could decide it[] and some of its potential consequences. [read post]
SCOTUSblog - http://www.scotusblog.com/
News You Can Use Digest – January 3, 2020
3 Jan 2020, 3:00 am by Jim Sedor
The other was the president’s demand to withhold the security assistance. [read post]
Lobby Comply Blog - http://stateandfed.com/lobbycomply/