Search for: "U.S. v. Aguilar*" Results 161 - 179 of 179
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12 Jul 2013, 12:12 pm by Ailyn Cabico
  The SEC identified a number of events that would disqualify an issuer from relying on Rule 506, such as securities-related criminal convictions, court injunctions and restraining orders, final orders from regulators and agencies, certain SEC disciplinary orders, anti-fraud or registration-related cease-and-desist orders from the SEC, SEC stop orders, suspension or expulsion from membership or association with a self-regulated organization, or recent U.S. [read post]
3 Sep 2014, 4:14 am by Kevin LaCroix
Supreme Court’s 1974 decision in American Pipe & Construction Co. v. [read post]
13 Apr 2012, 4:12 am by Broc Romanek
In his "D&O Diary" Blog, Kevin LaCroix provides some analysis of the study, which considers possible alternative approaches to the question of cross-border private securities litigation and provides a detailed overview of the ways in which the lower courts have been approaching these issues in the wake of the Supreme Court's decision in the Morrison v. [read post]
13 Aug 2012, 4:44 am by Broc Romanek
The case is Louisiana Municipal Police Employees Retirement System v. [read post]
13 Aug 2014, 3:59 am by Kevin LaCroix
”[v] If SEC or other proposed federal regulation of cybersecurity becomes a reality, implementing the Framework could be a mandatory exercise. [read post]
6 Aug 2015, 6:21 pm by Kevin LaCroix
John Reed Stark David Fontaine It is well understood by now that cyber security is a concern for every organization and that it is an issue on which every company’s board should be focused. [read post]
21 Oct 2019, 6:00 am by Brian Gallini
In its well-known decision of Illinois v. [read post]