Search for: "UBS AG"
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29 Jan 2016, 7:30 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
29 Jan 2016, 6:51 am
UBS may redeem the Securities prior to the Maturity Date. [read post]
28 Jan 2016, 10:00 am
On December 4, 2015, UBS announced that it had suspended sales of the UBS ETRACS 2xMonthly Leveraged Long Alerian MLP ETN. [read post]
25 Jan 2016, 12:50 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
22 Jan 2016, 10:35 am
Brokerage firms are required to perform adequate due diligence on any investment they recommend and to ensure that all recommendations are suitable for the investor in light of that particular investor’s age, investment experience, net worth, risk tolerance, investment objectives, and income. [read post]
22 Jan 2016, 10:30 am
Brokerage firms are required to perform adequate due diligence on any investment they recommend and to ensure that all recommendations are suitable for the investor in light of that particular investor’s age, investment experience, net worth, risk tolerance, investment objectives, and income. [read post]
20 Jan 2016, 5:33 am
Since 1996 Blueweiss has been associated with UBS Financial Services Inc. out of the firm’s Melville, New York office location. [read post]
20 Jan 2016, 5:21 am
Case number: 11-cv-02121 (United States District Court for the District of Colorado) Case filed: August 15, 2011 Qualifying Judgment/Order: March 16, 2015 10/30/2015 1/28/2016 2015-116 In the Matter of UBS AG Administrative Proceeding File No.: 3-16891 Case filed: October 13, 2015 Qualifying Judgment/Order: October 13, 2015 10/30/2015 1/28/2016 2015-115 In the Matter of Credit Suisse Securities (USA) LLC Admi [read post]
18 Jan 2016, 1:00 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
14 Jan 2016, 1:23 pm
In addition to UBS and Morgan Stanley, FINRA reports that Mr. [read post]
14 Jan 2016, 1:15 pm
UBS AG and the Seventh Circuit in Boim have rejected the idea that § 2333(a) supports secondary liability, though the Ninth Circuit (where the suit against Twitter was filed) has not yet addressed this question. [read post]
11 Jan 2016, 1:00 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
21 Dec 2015, 10:30 am
Wall Street Journal, Swiss-Banking Lawsuit Against IRS Could Have Wide Impact: Bernhard Gubser was among thousands of clients outed five years ago by Swiss bank UBS Group AG to U.S. officials on the hunt for tax evaders. [read post]
14 Dec 2015, 1:00 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
7 Dec 2015, 1:00 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
30 Nov 2015, 1:00 am
On Thursday 3 December it will hear the appeal of UBS AG v Commissioners for Her Majesty’s Revenue and Customs concerning whether certain arrangements for the provision of employee bonuses in the form of shares subject to forfeiture provisions fall within the exemption from income tax contained in the Income Tax (Earnings and Pensions) Act 2003, Chapter 2. [read post]
27 Nov 2015, 1:00 am
On the 3 December 2015 the Supreme Court will hear HMRC’s appeal of the decision in DB Group Services (UK) Ltd v HMRC and HMRC v UBS AG [2014] EWCA Civ 452. [read post]
25 Nov 2015, 8:15 am
The White Law Group is specifically looking at the following UBS structured notes: UBS Structured Notes tied to Crude Oil UBS Structured Notes tied to Steel UBS Structured Notes tied to Copper UBS Structured Notes tied to Nickel UBS Structured Notes tied to Natural Gas UBS Structured Notes tied to Coal UBS Structured Notes tied to Wheat UBS Structured Notes tied to Coffee UBS Structured Notes tied to Palladium… [read post]
23 Nov 2015, 11:40 am
Moreover, brokerage firms are required to perform adequate due diligence on any product they recommend and to ensure that all recommendations are suitable for their client in light of the client’s age, investment experience, net worth, income, and investment objectives. [read post]
23 Nov 2015, 11:07 am
Have you suffered losses investing in UBS structured notes tied to oil? [read post]
