Search for: "UBS Investment Bank"
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20 Nov 2009, 3:15 am
This would apply to you even if your offshore account is not with UBS but with another Swiss bank. [read post]
3 Jan 2020, 1:37 pm
Did You Invest With Nicolas Barrios Or UBS? [read post]
12 Apr 2010, 12:57 pm
The WSJ story, "UBS Whistle-Blower Rues the Tack, Not Tune," appears on page C-2 of today's Money and Investing section. [read post]
11 May 2008, 7:38 pm
According to a UBS spokesperson, the investment bank agrees that the auction-rate securities investments are not in fact permissible under this law. [read post]
3 Nov 2008, 9:46 pm
District Court in Manhattan said, "from the moment he joined the (UBS) investment review committee he planned to give that information to others to use illegally. [read post]
1 Jun 2016, 6:51 am
CoCos are one way that some banks are issuing investments in order to acquire extra capital. [read post]
31 Mar 2008, 8:00 pm
Already, UBS, Deutsche Bank. [read post]
25 Jan 2008, 4:56 am
Investment banks including UBS, Citigroup and Merrill Lynch have sought billions of dollars in capital injections from strategic investors in the past [...] [read post]
22 Dec 2008, 5:55 pm
Shares of Swiss banking giant UBS were down as much as 3 percent on Monday after reports over the weekend said a UBS-run fund had invested in [...] [read post]
6 Feb 2008, 2:32 pm
Brokerage firms include Stifel, Nicolaus & Company, Silver Leaf Partners, UBS Investment Bank, Wunderlich Securities, RBC Dain Rauscher, Piper Jaffray, Paulson Investment Company, and Fidelity Capital Markets. [read post]
13 Jun 2011, 12:28 pm
Marc-Anthony Hourihan and Ehren Stenzler will lead the advisory group as the bank seeks to shore up its investment banking business. [read post]
22 Dec 2008, 5:18 pm
These finalized settlements will restore about $22.7 billion in liquidity to UBS clients who invested in ARS and some $7 billion to Citigroup investors. [read post]
12 May 2015, 3:26 pm
Have you suffered losses investing in UBS Reverse Convertible Notes? [read post]
16 Oct 2015, 5:53 am
., a former broker in UBS’s Guaynabo branch in Puerto Rico, persuaded investors to use funds from lines of credit with UBS Bank USA to purchase additional shares in UBS closed-end funds profiting at least $2.8 million.UBS will pay the SEC $15 million plus interest, $7.5 million in fines to FINRA and $11 million in restitution to 165 of the UBS customers who suffered losses in closed-end fund positions.It has been suggested by the SEC’s… [read post]
25 Feb 2010, 2:27 pm
Shulman is accused of finding out through nonpublic, material information that the investment bank’s student loan auction rate securities program was in trouble and that there was a possibility that future auctions involving the student ARS would fail. [read post]
2 Aug 2009, 6:25 am
And are banks looking at massive NPLs? [read post]
9 Sep 2008, 6:18 pm
Among the seven was David Aufhauser, general counsel for UBS' investment banking arm. [read post]
11 Feb 2009, 9:35 am
Reacting to public pressure and direct governmental influence, UBS AG has decided to eliminate cash bonuses for senior executives of its investment bank, and plans to reduce bonuses firm-wide, according to an article by Carrick Mollenkamp in the February 6, 2009 edition of the Wall Street Journal. [read post]
24 Mar 2008, 3:56 am
Although Apax has met UBS, the investment bank advising Reed Business [...] [read post]
13 Feb 2007, 4:43 am
UBS Investment Bank and Goldman Sachs are underwriting the offering, according to a preliminary prospectus filed with the Securities and Exchange Commission, which did not disclose an estimated price range for the [...] [read post]
