Search for: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION"
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21 Nov 2023, 9:01 pm
US FEDERAL DEVELOPMENTS The Commodity Futures Trading Commission has regulatory authority over the derivatives markets in the United States (including, for example, voluntary carbon emissions offset futures) and anti-fraud and anti-manipulation authority over spot commodity markets (including the VCCs market), as well as the derivatives markets. [read post]
20 Nov 2023, 6:27 pm
In exchange for $1.5 billion cash and additional stock warrants, ESPN will grant PENN the exclusive right to use ESPN’s trademark for its United States sports gambling operation. [read post]
19 Nov 2023, 6:30 am
Introduction The end of September marked the close of the 2023 fiscal year for the United States Securities and Exchange Commission (the “SEC”). [read post]
19 Nov 2023, 6:30 am
Introduction The end of September marked the close of the 2023 fiscal year for the United States Securities and Exchange Commission (the “SEC”). [read post]
17 Nov 2023, 3:34 pm
Nov. 13, 2023), the United States Court of Appeals for the Ninth Circuit partially reversed the dismissal of a shareholder derivative suit seeking to recover disgorgement of short-swing profits under Section 16(b) of the Securities Exchange Act of 1934, 15 U.S.C. [read post]
16 Nov 2023, 9:05 pm
The realities of fragmentation are evident in the increasing competition between the major federal regulators claiming jurisdiction over digital asset markets: the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC). [read post]
16 Nov 2023, 4:10 pm
Securities and Exchange Commission (SEC) about potential securities violations by Tesla. [read post]
16 Nov 2023, 10:06 am
Helmet Specifications: The helmet must meet the safety standards established by either the American Society for Testing and Materials (ASTM) or the United States Consumer Product Safety Commission (CPSC). [read post]
15 Nov 2023, 1:13 pm
United States (22-6389) and Jackson v. [read post]
15 Nov 2023, 6:57 am
The Chamber has successfully mounted legal challenges to the exercise of authority by a number of administrative agencies, including the Securities and Exchange Commission and the Federal Trade Commission. [read post]
15 Nov 2023, 5:57 am
Simply stated, the prohibition against the slave trade outlaws a person’s reduction into, or maintenance in, enslavement, irrespective of the means, inclusive of abduction, kidnapping, gifting, transport, transfer, sale, exchange, inheriting or disposal of any kind. [read post]
14 Nov 2023, 1:09 pm
(Larry Catá Backer, "Emasculated Men, Effeminate Law in the United States, Zimbabwe and Malaysia," Yale Journal of Law & Feminism 17(1) (2005) pp. 1-63). [read post]
13 Nov 2023, 9:05 pm
”[19]The Interpretive Guidance states that the Council expects to “continue addressing most risks through its collaboration with primary financial regulators” and will base any nonbank financial company designation on “data-driven analysis that reflects the distinctive aspects of the company, its market, and its existing regulation. [read post]
13 Nov 2023, 1:01 pm
Arbitration and Mediation: FINRA operates the largest securities dispute resolution forum in the United States. [read post]
13 Nov 2023, 8:43 am
Emmer’s one-sentence addition to the Act states that “none of the funds made available by this Act may be used by the Securities and Exchange Commission to carry out an enforcement action related to a crypto asset transaction. [read post]
10 Nov 2023, 6:00 am
European Pioneers On tech regulation, the European Union and United Kingdom are several steps ahead of the United States and should be seen in Washington as potential models. [read post]
9 Nov 2023, 9:01 pm
The legal system of the United States has its roots in the laws of England. [read post]
9 Nov 2023, 3:41 pm
The Securities and Exchange Commission (SEC) has taken decisive legal action against Tilila Walker Sumchai, a resident of Richmond, California, accusing her of orchestrating a sophisticated and egregious fraudulent securities offering. [read post]
9 Nov 2023, 4:52 am
The strike is the second time the United States has hit facilities utilized by Iranian-backed groups, following the near daily attacks on U.S. forces in Iraq and Syria by Iranian proxies since October. [read post]
8 Nov 2023, 9:05 pm
Mutual funds are set up by investment management companies, are available to the general public, and are regulated by the Securities and Exchange Commission (SEC). [read post]
