Search for: "United Security Bank"
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18 Jan 2007, 1:54 pm
Self-regulators are shrinking their role (as the National Association of Securities Dealers and New York Stock Exchange merge their regulatory units), and the Securities and Exchange Commission appears to be losing its regulatory power over financial advisors as well as over the sale of insurance policies and annuities which are nothing more than mutual funds with an "insurance wrapper". [read post]
25 Jan 2010, 6:13 am
People’s United Bank (“PATCO”) and JM Test Systems, Inc. v. [read post]
6 Mar 2014, 10:03 am
As previously reported here, the United States Court of Appeals for the Fifth Circuit reversed. [read post]
13 Jun 2011, 6:00 am
Also, the bank is expected to pay about $200 million to the SEC to settle charges that Regions’ investment-bank unit defrauded investors in subprime securities by inflating the value of the risky securities, according to WSJ. [read post]
13 Jan 2009, 8:54 am
"This was not barred under the SEC (Securities and Exchange Commission, the US stock market regulator) regulations and this is standard practice in the US. [read post]
10 Sep 2013, 9:31 am
National Australia Bank Ltd., 130 S. [read post]
16 Nov 2012, 9:14 am
Tellers and other working for Citizens Bank the bank are provided bonuses, and are subject to the imposition of andquot;goals,andquot; in connection with the referral of traditional bank customers to CCO for the purpose of soliciting the sale of securities. [read post]
11 Sep 2015, 2:01 am
United States (here) and examines how the Court’s holding with respect to the federal bank fraud statute could reach far beyond the realm of bank fraud to reach the securities fraud arena. [read post]
31 Aug 2010, 1:07 pm
United States District Judge Jed S. [read post]
17 Aug 2022, 5:55 am
In late May, Treasury Secretary Janet Yellen made the following remark at a G7 meeting: “While we’re beginning to look at this, it would not be legal now in the United States for the government to seize [central bank assets]. [read post]
29 Aug 2011, 5:01 pm
Also in July, Western and Southern Life sued Credit Suisse Securities over the alleged loss of $107 million in MBS that the financial firm underwrote and one of its units sold. [read post]
5 Jan 2022, 7:22 am
Open banking is already being used in several countries around the world, however, it is yet to be adopted in the United States. [read post]
6 Oct 2014, 9:23 am
Securities and Exchange Commission for violating federal securities law. [read post]
6 Dec 2011, 4:55 pm
They also believe that the original investment-grade ratings for the securities, which had been backed by loans from Countrywide, IndyMac Bancorp Inc., First Franklin Financial unit, and New Century Financial Corp. were unmerited. [read post]
6 Aug 2012, 7:10 am
The intro paragraph of a New York Times story says it all: “The bank that put together the unusual security did well. [read post]
29 Jun 2011, 2:13 pm
Bank of America and its Countrywide unit have reportedly agreed to pay $8.5 billion to settle claims made by a group that includes the Federal Reserve Bank of New York, Pimco Investment Management, and Blackrock Financial Management, who have been pressing the bank for a year to honor its obligation to buyback $47 billion in defaulted mortgages that the group purchased as mortgage-backed bonds from Countrywide. [read post]
29 Jun 2011, 2:13 pm
Bank of America and its Countrywide unit have reportedly agreed to pay $8.5 billion to settle claims made by a group that includes the Federal Reserve Bank of New York, Pimco Investment Management, and Blackrock Financial Management, who have been pressing the bank for a year to honor its obligation to buyback $47 billion in defaulted mortgages that the group purchased as mortgage-backed bonds from Countrywide. [read post]
16 Apr 2009, 7:14 am
In fact United Swiss was neither registered as a bank in Switzerland, nor were any funds being deposited or controlled by United. [read post]
10 Oct 2016, 12:42 pm
“I know almost no one who has security software on their phone,” Mike Murray, of the specialty security firm Lookout, told NBC News. [read post]
13 Nov 2013, 4:55 am
Mobile banking units for access to financial accounts during catastrophes are prevented in another patent. [read post]
