Search for: "United States Commodity Futures Trading Commission"
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16 Aug 2013, 5:47 am
On July 12, 2013, the US Commodity Futures Trading Commission (“CFTC”) approved the issuance of an interpretive guidance and policy statement (the “Guidance”) regarding the crossborder application of the swaps provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). [read post]
8 Jun 2022, 6:17 am
“It is critical that the United States play a leading role in developing policy to regulate new financial products, while also encouraging innovation and protecting consumers. [read post]
7 Feb 2011, 5:56 pm
Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5430 Facsimile: (202) 418-5536 February 2, 2011 To: All Commodity Pool Operators Attention: Chief Financial Officer Subject: Annual Reporting for Commodity Pools The Division of Clearing and Intermediary Oversight (“DCIO” or “Division”) of the Commodity Futures Trading… [read post]
26 Jun 2023, 10:30 pm
Cryptocurrency and Blockchain Litigation and Regulatory Enforcement Access this practice note for key information on cryptocurrency and blockchain criminal fraud litigations and prosecutions by various agencies, including the Department of Justice, Securities and Exchange Commission, and Commodity Futures Trading Commission, and various state attorneys general, and private plaintiffs. [read post]
1 Aug 2017, 5:53 pm
In addition, the US Commodity Futures Trading Commission (“CFTC”) continues to exercise its own oversight over virtual currencies, most recently approving an application by LedgerX – a platform for trading and clearing Bitcoin options – for registration as a swap execution facility and derivatives clearing organization. [read post]
4 Apr 2017, 5:49 am
For the commodity-based EFTs approved so far, there have been well-established, significant, regulated markets for trading futures on the underlying commodity. [read post]
1 Sep 2017, 5:32 am
Here is the text, though you can also read the PDF: Concise Statement Christopher Brummer was, until recently, a Presidential nominee for the Commodities and Futures Trade Commission. [read post]
20 Jun 2017, 4:23 am
In the United States, the Securities and Exchange Commission has consulted on potential changes to its alternative trading systems regulation, and the Commodity Futures Trading Commission in 2015 proposed new regulations that would require exchanges to provide disclosure and implement other controls regarding their market maker and trading incentive programs. [read post]
27 Jul 2018, 8:59 am
The denial marks the culmination of a two-year effort by the Winklevoss brothers to launch the first bitcoin-based exchange-traded fund, or ETF, in the United States. [read post]
23 Mar 2012, 8:58 am
Requirement for performance in United States. [read post]
21 Jan 2010, 6:36 am
Commodity Futures Trading Commission v. [read post]
14 Oct 2014, 8:58 pm
Commodity Futures Trading Commission Chairman Timothy Massad, Federal Deposit Insurance Corporation Vice Chairman Thomas Hoenig, Federal Deposit Insurance Corporation Board Member Jeremiah Norton, Federal Reserve Board Governor Daniel Tarullo, Federal Reserve Bank of New York President William Dudley, and Deputy Treasury Secretary Sarah Bloom Raskin. [read post]
8 Jun 2021, 8:07 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program and the U.S. [read post]
25 Oct 2011, 9:21 am
photo credit: kathryn_rotondo CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
17 May 2012, 8:13 am
Photo credit: buddawiggi CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
22 Sep 2009, 6:23 am
Angelides noted that the purpose of the Commission is to determine the causes of the crisis, not to offer “prescriptions for the future,” although the Commission is permitted to do so. [read post]
29 Sep 2022, 8:34 am
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
3 Sep 2021, 2:33 pm
Gensler’s last time appearing before this Committee was in 2012 when he was Commodity Futures Trading Commission chair. [read post]
19 Apr 2024, 2:45 pm
United States that the statute applied to any act “designed to defraud by representations as to the past or present, or suggestions and promises as to the future. [read post]
30 Oct 2018, 7:02 am
As its name suggests, ETCs would include commodity futures and physical commodities listed under different Exchange Act rules than Investment Company Act funds. [read post]
