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16 Apr 2021, 8:43 am by Kristian Soltes
Visa’s Incentives to Banks Examined In Justice Department ProbeBloomberg Law – April 8, 2021 (subscription required) The U.S. antitrust investigation of Visa Inc. is scrutinizing deals the company has with banks to entice them to process more online debit-card transactions over its network — spending that surged amid coronavirus lockdowns. [read post]
1 Apr 2021, 8:44 am by Kristian Soltes
The most recent target is Payoneer Inc., which announced its $3.3-billion SPAC merger last month. [read post]
31 Mar 2021, 1:14 pm by Renae Lloyd
Elstun has reportedly been registered with Frontier Wealth Management, in Kansas City, Missouri since 2019. [read post]
18 Mar 2021, 8:09 am by John Jascob
Vicki Bogan, Associate Professor of Applied Economics and Management at Cornell University, testified that research in the area of household finance is clear in finding that participating in financial markets is a pathway to building wealth in the U.S. [read post]
18 Mar 2021, 4:34 am
 In re Boulevard West, Inc., Serial No. 87692255 (March 16, 2021) [not precedential] (Opinion by Judge Cheryl S. [read post]
Wealth Management Firm Also May Have Sold ARC NYC REIT, NorthstarHealthcare Income REITs, and Other Illiquid Securities  Wealth management solutions holding company, Atria Wealth Solutions, Inc. recently announced that it is acquiring SFC Securities, which is a brokerage firm based in Fresno, California. [read post]
22 Feb 2021, 8:38 am by Joelle Hinds, CFP®, CDFA®
  Morgan Stanley Wealth Management recommends that investors independently evaluate particular investments and strategies and encourages investors to seek the advice of a Financial Advisor. [read post]
16 Feb 2021, 5:29 am by Staff Attorney
Advisor Kevin Rainwater (Rainwater), currently employed by Arkadios Capital (Arkadios) and ACG Wealth Inc. [read post]
8 Feb 2021, 7:10 am by Silver Law Group
Arete Wealth Management, a broker-dealer based in Chicago with 35 offices, is known to sell high-risk alternative investments. [read post]
28 Jan 2021, 9:34 am by Kristian Soltes
., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
21 Jan 2021, 9:06 am by Kristian Soltes
San Antonio, Texas-based SWBC sells insurance, mortgages, and wealth-management services, but it also enables its clients to receive both ACH and card payments at call centers, on Web sites, and via mobile devices. . [read post]
5 Jan 2021, 6:56 am by Silver Law Group
Another customer dispute filed on 9/26/2019 alleges that Singh “induced” them to invest into two investment contracts with Singh’s company, Express Asset and Wealth Management. [read post]
22 Dec 2020, 9:24 am by Silver Law Group
His previous employers include Arete Wealth Management, LLC (CRD#:44856), Oppenheimer & Co. [read post]
18 Dec 2020, 5:58 am
Berenblat and Elizabeth Gonzalez-Sussman, Olshan Frome Wolosky LLP, on Sunday, December 13, 2020 Tags: Board composition, Boards of Directors, Diversity, ESG, Listing standards, NASDAQ From Managers to Markets: Valuation and the Shareholder Wealth Paradigm Posted by James Park (UCLA), on Monday, December 14, 2020 Tags: Corporate purpose, Firm performance, Institutional Investors, Management, Shareholder… [read post]
10 Dec 2020, 8:30 pm by Jim Sedor
Between 2014 and 2019, the center received at least $33 million in donations from firms in the financial sector, private foundations primarily funded by wealth earned on Wall Street. [read post]
12 Nov 2020, 7:24 am by Kristian Soltes
Such accusations are similar to the monopolization claims the DOJ is pursuing against Alphabet Inc. [read post]