Search for: "Working Group on Securities Disclosure Authority"
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7 Sep 2023, 2:20 am
John is also a participant in Working Group 6 of the Sedona Conference International Electronic Information Management, Discovery and Disclosure, which focuses on international issues relating to disclosure, cross-border discovery, and privacy. [read post]
4 Sep 2023, 5:44 am
The reasons for the firm’s actions included rising deposit costs (as banks are required to pay higher interest rates to attract deposits); and risks to commercial property and construction loans posed by changes to the commercial real estate market brought about by shifts to remote work during the pandemic. [read post]
3 Sep 2023, 4:43 pm
Malik Al Nasir claims he has been pressed to remove a reference in his work to Antoinette Sandbach. [read post]
1 Sep 2023, 4:00 am
A jury found Ridley-Thomas guilty of bribery for soliciting favors for his son from the dean of the University of Southern California’s School of Social Work, in exchange for helping secure county contracts for the school. [read post]
31 Aug 2023, 8:58 am
Even beyond the capacity for state monitoring, the First Amendment injury is exacerbated by the risk of inadvertent disclosures, leaks, or hacks. [read post]
30 Aug 2023, 9:05 pm
They also allow activists and institutional investors to privately communicate and cooperate so long as they do not form a “group” as defined by the SEC rules. [read post]
29 Aug 2023, 12:32 pm
The White Law Group reviews the regulatory history of Hilltop Securities. [read post]
27 Aug 2023, 7:49 pm
The White Law Group reviews the regulatory history of Western International Securities. [read post]
25 Aug 2023, 12:30 pm
The Tenth Circuit just held that a Colorado group that spends money advocating on issues appearing on the ballot has standing to bring a pre-enforcement First Amendment challenge to the state's disclosure and registration requirements for ballot-issue committees. [read post]
25 Aug 2023, 11:47 am
In February 2020 FINRA reportedly barred him from working in the securities industry. [read post]
22 Aug 2023, 8:46 am
The White Law Group reviews the regulatory history of NYLife Securities. [read post]
21 Aug 2023, 6:36 am
Within 30 working days, the JIT is expected to complete its investigations and submit the report to a special court via a public prosecutor. [read post]
20 Aug 2023, 4:04 pm
On 27 June 2023, the Australian government released its second consultation paper titled ‘Climate-related financial disclosure’, furthering its intention to strongly align Australia’s forthcoming climate-related disclosure framework with the IFRS S2. [read post]
16 Aug 2023, 9:04 am
The White Law Group reviews the regulatory history of Securities America Inc. [read post]
15 Aug 2023, 9:01 am
LinkedIn Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy Group. [read post]
14 Aug 2023, 1:20 pm
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
11 Aug 2023, 10:11 am
As a significant part of her work, Ms. [read post]
10 Aug 2023, 9:31 am
According to the SEC on March 17, the regulator has censured and fined HSBC Securities $725,000 over alleged failures in disclosure of conflicts of interest in its wrap program. [read post]
10 Aug 2023, 6:37 am
Christi Guerrini is Assistant Professor in the Center for Medical Ethics and Health Policy at Baylor College of Medicine and a member of the Investigative Genetic Genealogy Working Group of the Scientific Working Group on DNA Analysis Methods. [read post]
7 Aug 2023, 11:16 am
” The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
