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27 Nov 2011, 6:58 am
In September, the Financial Industry Regulatory Authority (FINRA) imposed a $10,000 fine and a six-month suspension against Brian Boppre, former president of Capital Financial Services. [read post]
31 Jul 2024, 12:21 pm
Belarus also remains the only country in Europe and Central Asia to carry out capital punishment. [read post]
7 Mar 2017, 7:49 am
We were glad to see many friendly faces, to share exciting news about our firm, and present our perspectives on the global economy, capital markets and Puerto Rico. [read post]
25 Jan 2019, 11:51 am
O’Connell and Aronowitz, one of the Capital District’s largest broad service law firms, announces the promotion of attorney Danielle E. [read post]
28 Feb 2012, 4:08 am
In its continued effort to promote legislation to assist small companies in capital formation, the House of Representatives’ Financial Services Committee has passed a bill meant to help companies seeking initial public offerings (IPOs). [read post]
25 Apr 2017, 10:01 pm
(To sign up for a free subscription to Food Safety News, click here.) [read post]
25 Apr 2022, 4:09 am
” Ben Backberg from General Mills, Dorothy Flynn from Broadridge, Carl Hagberg from The Shareholder Service Optimizer, Mary Catherine Malley from Juniper Networks and Vernicka Shaw from Capital One discussed the latest developments to consider for annual meetings. [read post]
17 May 2019, 6:33 am
(CRD#:119037), Sterne Agee Financial Services, Inc. [read post]
30 Aug 2019, 5:53 am
On 28 August 2019, the European Commission (the Commission) published an answer given by Valdis Dombrovskis (Vice-President European Commission, Financial Stability, Financial Services and Capital Markets Union) concerning cryptoassets. [read post]
16 May 2019, 11:59 am
He was previously employed with Rockwell Global Capital LLC (CRD#:142485) and Ekn Financial Services Inc. [read post]
10 Apr 2017, 11:56 am
Shelter Capital and Columbia Records v. [read post]
14 Nov 2019, 10:32 am
Capital Gains Long-term capital gains are taxed using different brackets and rates than ordinary income. [read post]
3 Feb 2025, 3:56 am
With decades of experience handling disputes in New Jersey and New York, we provide the legal guidance and advocacy you need to achieve a favorable resolution. [read post]
24 Feb 2025, 8:01 pm
A new playbook. [read post]
15 Sep 2011, 11:04 pm
It has only been utilized, to date, by small privately held corporations and some financial companies under the Korean Asset-Backed Security Act, Korean Capital Markets Act, or the Korean Financial Investment Services Act. [read post]
8 Jan 2023, 9:26 am
For example, current products or services should not be offered to new clients unless the management team is confident that they can be delivered successfully; new products or services should not be developed unless they are synergistic with current products or services in terms of sales process, delivery process, etc., and new products or services should not be developed unless they are value-added, cost-effective additions to current… [read post]
13 Oct 2011, 12:00 am
“The New York City Regulatory & Business Externship is ideal for me because of my strong interest in financial regulation and capital markets,” says third-year law student David Myrie, who is pursuing a joint JD/MBA degree. [read post]
3 Aug 2021, 1:50 pm
Communications include firm news, insights, and events. [read post]
8 Apr 2010, 7:57 am
"We had a terrible reputation," said Kathyrn Kase of the Texas Defenders Service where she defends people charged with capital murder. [read post]
5 Aug 2022, 7:30 am
New York State Comptroller Thomas P. [read post]
