Search for: "E* Trade Securities LLC"
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4 Aug 2022, 3:24 am
Cataldo) [Section 2(d) refusal of INFLATION DEFENDER for "Financial services, namely, hedge fund investment services and trading funds for others" [inflation disclaimed] in view of the registered mark INFLATION DEFENSE for "“Platform as a service (PAAS) featuring computer software platforms for financial services, namely, providing an online platform for accessing, reviewing, selecting and allocating funds to investments, exchange-traded funds,… [read post]
5 Oct 2020, 7:34 am
Prior employers include Gunnallen Financial, Inc (CRD#:17609), Maxim Group LLC (CRD#:120708) and Bear, Stearns & Co. [read post]
31 Mar 2016, 12:11 pm
Finally, from June 2013 until February 2016 Schultz was registered with Adirondack Trading Group LLC. [read post]
22 Nov 2010, 9:01 am
”The investigation has touched a number of companies, the Journal said, including: Primary Global Research LLC, Goldman Sachs Group Inc., Broadband Research LLC, First New York Securities LLC, Ziff Brothers, Jana Partners LLC, TPG-Axon Capital Management, Prudential Financial Inc.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are… [read post]
27 Sep 2017, 5:25 am
Laptop-maker Lenovo (United States), Inc. agreed to a no-fault settlement with the Federal Trade Commission and 32 states over allegations that it installed ad software that compromised customers’ web security and invaded users’ privacy. [read post]
27 Sep 2017, 5:25 am
Laptop-maker Lenovo (United States), Inc. agreed to a no-fault settlement with the Federal Trade Commission and 32 states over allegations that it installed ad software that compromised customers’ web security and invaded users’ privacy. [read post]
13 Aug 2018, 9:49 am
LLC, et al., Case No. 18-CV-7162 (S.D.N.Y. [read post]
14 Aug 2020, 11:53 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
24 Jun 2019, 7:44 pm
The allegedly rectifying decline in stock price has to fully materialize over a single trading session. [read post]
5 Oct 2007, 7:32 am
” Akin created and maintained the plaintiff entities that engaged in market timing.Commencing in August 2003, certain regulatory agencies, including the S.E.C., NYAG, CFTC and Texas Securities Board, began investigating Veras Hedge Funds’s trading activities. [read post]
28 Aug 2018, 11:20 am
Morgan Securities LLC Alexander Kibrik Garden State Securities, Inc Radnor Research & Trading Company LLC James Polese Morgan Stanley UBS Financial Services Inc Leslie Slaughter Waddell & Reed TD Ameritrade, Inc Kenneth Tyrrell Cary Street Partners UBS Financial Services Inc Silver Law Group represents investors in securities and investment fraud cases… [read post]
21 Sep 2015, 6:51 am
Since 2008 Wares has been registered with New Castle Financial Services LLC, First Midwest Securities, Inc., and EKN Financial Services Inc. [read post]
15 Apr 2020, 9:39 am
Salloum & Partners LLC is a boutique law firm and a leading player in the Emirati legal world, with both local and cross-jurisdictional expertise. [read post]
23 Dec 2022, 7:24 am
Slack concludes the shareholder does not have standing to sue over misrepresentations in the registration statement.The respondent shareholder counters that there is no conflict here because: (1) other cases involving registered and unregistered shares did not become available for trading on an exchange at exactly the same time unlike in this case; and (2) the phrase “such security” refers to any security of the same “nature and… [read post]
30 Jan 2017, 6:16 am
At that time, Likens was terminated after allegations were made that he engaged in trading away from the firm. [read post]
20 Mar 2017, 11:18 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
10 Jul 2017, 8:16 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 May 2017, 9:15 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
26 Jul 2017, 7:39 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
17 Oct 2009, 4:49 am
Founded in 2001 by Wayne "Rob" Hannah III, TSG Real Estate LLC of Chicago has built a reputation for itself by taking on creative business ventures. [read post]
