Search for: "Financial Service"
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18 Mar 2009, 10:33 pm
News release: "During the House Financial Services Subcommittee meeting today, American International Group â [read post]
30 Jun 2007, 12:35 am
Under section 912B, Australian financial services licensees (licensees) providing a financial service to retail clients must have arrangements for compensating them in the event of monetary losses suffered due to breaches of relevant obligations under the law. [read post]
6 Dec 2019, 8:33 am
On 5 December 2019, the FCA, PRA and Bank of England (together the regulators) published joint consultation papers on operational resilience in the financial services sector. [read post]
30 Aug 2010, 4:35 pm
Financial exploitation can be as follows: 1. borrowing money and not paying it back; 2. denying services or medical care to conserve funds; 3. giving away or selling the elder's possessions without permission; 4. signing or cashing pension or social security checks without permission; 5. misusing ATM or credit cards, or using them without permission; 6. giving away the elder's money to family or friends; The financial abuser will use deceit, intimidation,… [read post]
15 Jul 2013, 10:21 am
Amerprise Financial Services, Inc. [read post]
21 Feb 2019, 11:49 am
Atria will acquire 100% of NEXT and all of its sister companies, NEXT Financial Insurance Services Company and Visionary Asset Management Inc. [read post]
10 Nov 2020, 8:55 pm
In his statement the Chancellor provided an update to the House on the Government’s plans for financial services. [read post]
25 Apr 2019, 12:00 pm
The estimates of elder financial abuse losses very depending on the source, but they range from $3 to $40 billion per year. [read post]
9 May 2011, 10:00 am
Elderlife Financial Services, a Washington D.C. based company, provides bridge loans to families that are unable to afford to move a family member to a nursing home, assisted living facility, or other senior living facility. [read post]
27 Jan 2014, 12:05 pm
The International Organization of Securities Commission is reporting that the Indonesian Financial Services Authority has become the 100th signatory to its multilateral memorandum of understanding on cooperation and enforcement. [read post]
18 Jun 2010, 2:51 am
“Plans for the shake-up of financial services regulation announced by UK Chancellor George Osborne last night raise more questions than answers, according to banking and financial legal experts. [read post]
22 Jan 2021, 8:50 pm
On 21 January 2021, the FCA published Consultation Paper 21/1: Restricting CMC charges for financial services and products claims (CP21/1). [read post]
4 Mar 2013, 8:45 am
On March 5, Orrick’s Global Employment Law and Litigation Group will host an interactive discussion of critical employment law issues impacting the financial services industry. [read post]
25 Feb 2013, 8:11 am
Orrick’s Global Employment Law and Litigation Group will host an interactive discussion of critical employment law issues impacting the financial services industry. [read post]
21 Oct 2011, 11:16 am
Some IP groups in law firms have a need in the financial services area (computer programming, business methods, computer software, etc.) [read post]
19 Feb 2013, 8:51 am
Orrick’s Global Employment Law and Litigation Group will host an interactive discussion of critical employment law issues impacting the financial services industry. [read post]
29 Mar 2009, 7:15 am
While on a far smaller scale to HBOS and RBS, the 130-year-old mutual is still one of the country's main financial brands. [read post]
2 Dec 2014, 1:07 pm
On November 25, the European Data Protection Supervisor (EDPS) published guidelines on data protection in EU financial services regulation. [read post]
4 May 2018, 1:28 pm
Her last registered employment was with Ameriprise Financial Services (CRD# 6363). [read post]
23 Jan 2017, 2:46 pm
Willis Republican members of the House Financial Services Committee recently released a report, prepared by the Republican Staff of the Committee, titled “Unsafe at Any Bureaucracy, Part III: The CFPB’s Vitiated Legal Case Against Auto Lenders. [read post]