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19 Dec 2014, 6:08 am
New York – After Ethics Panel’s Shutdown, Loopholes Live On in AlbanyNew York Times – Thomas Kaplan, William Rashbaum, and Susanne Craig | Published: 12/8/2014 Investigators for the Moreland Commission, an anti-corruption panel that New York Gov. [read post]
20 Sep 2008, 4:50 pm
The New York Post reports that former AIG CEO Hank Greenberg's attorney David Boies indicated in an interview that his client may try to end government involvement in the company "as prompt as possible" Sources: AIG Form 8K filed with the SEC on September 18, 2008 Wall Street Journal, New York Times, Huffington Post, Deal Book blog, New York Post, Bloomberg According to London's Financial Times "the… [read post]
23 Jul 2020, 7:22 am
The financial services and payments behemoth said Monday that it has kickstarted the process of a concurrent initial public offering on the Hong Kong Stock Exchange and Shanghai Stock Exchange’s Nasdaq-style Star Market. [read post]
20 Mar 2015, 6:00 am
A rent-regulated apartment could be either rent controlled or rent stabilized and is generally found in New York City. [read post]
1 Mar 2013, 3:12 pm
But the NASD was no longer available to arbitrate because in July 2007 FINRA was created through the consolidation of the NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange (NYSE). [read post]
21 Feb 2024, 7:45 am
Smith, Jr. of the SEC’s New York regional office, emphasized, “Reg BI protects retail investors by requiring broker-dealers to act in the best interest of their customers when making recommendations, and today’s action demonstrates our commitment to ensuring compliance. [read post]
12 Oct 2022, 1:47 pm
The Lawsuit On October 11, 2022, a plaintiff shareholder filed a securities class action lawsuit in the Southern District of New York against Block, its CEO, Jack Dorsey, and its CFO, Amrita Ahuja. [read post]
27 Jul 2021, 9:38 am
Based on the June 30 adjusted book values per share, the implied cash payment would reportedly be $0.99 per share and the total value would be $7.30 per share, representing an implied 20% premium to the last reported sale price of Capstead common stock on the New York Stock Exchange (“NYSE”) on July 23, 2021. [read post]
25 Jan 2022, 2:30 am
The new entity began trading on the New York Stock Exchange in June 2020, after a 2019 merger between four FS Investments entities. [read post]
1 Dec 2023, 6:00 am
A New York Times Op-Ed Video Favoring the CCCA Sparks a New Tussle Over the BillDigital Transactions News – November 22, 2023 The Electronic Payments Coalition issued a press release late Tuesday rebuking a New York Times op-ed video that argues merchants and consumers already pay a high price for rewards cards and expresses support for the Credit Card Competition Act. [read post]
2 Jul 2020, 11:37 am
Page 47 of the unredacted report also includes more information about the back-and-forth between Bannon and Stone, some of which was previously available in the Stone indictment and all of which was subsequently published in the form of email exchanges released by the New York Times. [read post]
25 Apr 2019, 9:03 pm
In Chipotle’s latest Securities Exchange Act filing, the fast-casual restaurant chain reports receiving a new subpoena on April 18 in conjunction with the criminal investigation. [read post]
8 Jun 2020, 10:12 am
The REIT, formerly known as Wells REIT II, was valued at $29.32 after a 4-for-1 reverse stock split at $29.32, prior to its listing on the New York Stock Exchange. [read post]
11 May 2007, 11:24 am
Welcome to Nasdaq’s make-believe version of the New York Stock Exchange ceremony known as “ringing the opening bell” which is aired live on CNBC, followed by a similar closing-bell ceremony each afternoon. [read post]
10 Apr 2012, 3:01 pm
A company selling stock on the New York Stock Exchange is an example of a public offering. [read post]
28 Feb 2020, 10:37 am
” The Court concluded that “[i]n this way the market price of the stock would be bid up or down to reflect” the new information “as interpreted by the securities analysts. [read post]
21 Jul 2017, 6:04 am
Pastuszenski, Goodwin Procter LLP, on Tuesday, July 18, 2017 Tags: California, Class actions, Jurisdiction, New York, PSLRA, Securities Act, Securities litigation, Shareholder suits, SLUSA, State law, Supreme Court CalPERS v. [read post]
23 Sep 2013, 2:47 am
Congress tasked the Securities and Exchange Commission (SEC) with developing new rules allowing companies to generally solicit funds, subject to restrictions as determined by the SEC. [read post]
17 Dec 2008, 9:25 am
But a spokesman for Swanson told the New York Times that Swanson â [read post]
5 Mar 2014, 1:30 pm
Private placements are not publicly traded and therefore lack regulatory oversight compared to other securities products such as stocks and bonds that are sold on the New York Stock Exchange. [read post]
