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10 Jan 2013, 1:38 pm
The United States District Court for the Southern District of New York dismissed the action for failure to state a claim under Section 16(b). [read post]
9 Jan 2013, 6:36 pm
New York. [read post]
7 Jan 2013, 6:00 pm
New York time. [read post]
4 Jan 2013, 12:42 am
Investors immediately filed multiple securities class action lawsuits in the Southern District of New York. [read post]
3 Jan 2013, 6:56 am
” For a good background on all this, check out the New York Times here. [read post]
28 Dec 2012, 2:43 am
Here's the document, and I'll talk briefly about the companies behind it and their proposals further below:12-1548 Brief of Amici Curiae Altera Et Al.pdfThese are the "friends of the court" who submitted the brief:Altera Corporation (a maker of "custom logic solutions")Cisco SystemsCME Group (Wikipedia: "CME Group Inc. [...] owns and operates large derivatives and futures exchanges in Chicago and New York City, as well as online trading platforms. [read post]
28 Dec 2012, 12:29 am
” In light of this “inadequate connection” between the transaction and New York, as well as “the fact that defendant and most plaintiffs are not New York residents, the VW stock is traded only on foreign exchanges, many of the witnesses and documents are located in Germany, which has stated its interest in the underlying events and provides an adequate alternative forum,” Porsche has met its “heavy… [read post]
24 Dec 2012, 2:00 am
The Marketability Discount Unlike in many other states, DLOM is recognized in New York’s fair-value jurisprudence as an appropriate consideration in valuing ownership interests in closely held business entities, that accounts for the greater time and risk associated with the sale of corporate shares for which there is no public market. [read post]
20 Dec 2012, 8:56 am
Passaro was next an RR at Sky Capital LLC (now known as Granta Capital LLC) (Sky Capital), a New York-based broker-dealer, from 2001 to 2008. [read post]
20 Dec 2012, 3:24 am
First it was the aborted Deutsche Boerse offer to acquire the New York Stock Exchange. [read post]
18 Dec 2012, 3:00 pm
“Allianz’s subsidiary created an 'off-the-books' account that served as a slush fund for bribe payments to foreign officials to win insurance contracts worth several million dollars,” said Kara Brockmeyer, Chief of the SEC Enforcement Division’s FCPA Unit.According to the SEC’s order instituting settled administrative proceedings against Allianz, the misconduct occurred from 2001 to 2008 while the company’s shares and bonds were registered with the SEC and traded… [read post]
3 Dec 2012, 3:49 am
In a news release dated July 6, 2012, the New York Stock Exchange announced its final determination to remove CNEP from listing.As our regular readers will recall, reverse mergers involving Chinese companies was a subject of discussion at this year’s PLUS D&O Symposium. [read post]
26 Nov 2012, 12:15 am
That Louis D’Angelo will not enter into a competing business for ten years and within the City of New York. [read post]
13 Nov 2012, 11:54 am
i.andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp;andnbsp; Suitability The sale of unsuitable investments is actionable under Rule 10(b) of the Securities and Exchange Act ofandnbsp; 1934, SEC Rule 10b-5.andnbsp; This body of law is premised, in part, on the New York Stock Exchange Rule 405- andldquo;Know Your Customerandrdquo; rule, and is also set forth in FINRAandrsquo;s Conduct Rule IM-2310, which states that:andnbsp; andldquo;In… [read post]
31 Oct 2012, 9:17 am
Investors apprehensive about the reopening of the New York Stock Exchange after Hurricane Sandy were pleasantly surprised at the resilience of American markets. [read post]
31 Oct 2012, 9:17 am
While New York's mayor and a bevy of TV news crews and camera-toting tourists were at the New York Stock Exchange for the opening on Wednesday, the famed trading floor betrayed little that was unusual. [read post]
31 Oct 2012, 6:02 am
* Shashank Tripathi appears to be behind the fake tweets about the flooding of the New York Stock Exchange. [read post]
31 Oct 2012, 4:23 am
NYSE Euronext (NYX.N) said the New York Stock Exchange would open as usual, although it was prepared to switch to fully electronic trading if necessary. [read post]
31 Oct 2012, 1:48 am
While the trend has picked up recently, the first such case was filed on January 13, 2012 against AmDocs Ltd. in New York County Supreme Court. [read post]
31 Oct 2012, 1:48 am
While the trend has picked up recently, the first such case was filed on January 13, 2012 against AmDocs Ltd. in New York County Supreme Court. [read post]
