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29 Jul 2018, 11:00 pm
In light of this apparent discrepancy between theory and practice, we decided to investigate further how traders actually choose the law for their deals. [read post]
27 Jul 2018, 6:00 am
Traders, Liability standards, Rule 10b-5, SEC enforcement, Securities enforcement, Securities fraud, Securities litigation, Shareholder suits, Supreme Court The Board’s Role in Corporate Social Purpose Posted by Amy Silverstein, Debbie McCormack, and Bob Lamm, Deloitte LLP, on Friday, July 20, 2018 Tags: Board leadership, Boards of Directors, Corporate Social… [read post]
26 Jul 2018, 9:01 pm
” Retailers that received the implicated fruit from Caito Foods included Kroger, Spartan Nash, Walmart, Walgreens, Sprouts, Trader Joes and Whole Foods. [read post]
26 Jul 2018, 2:26 am
A trader seeking to appeal a VAT assessment is typically in a significantly different position from a taxpayer seeking to appeal an assessment to any of those other taxes [22]. [read post]
25 Jul 2018, 1:50 pm
Last Saturday, a man held people hostage at a Trader Joe’s in Silverlake. [read post]
24 Jul 2018, 12:06 pm
Raw Materials or goods provided with Artificially Low Prices: North Korean exporters sell goods and raw materials well below market prices to intermediaries and other traders. [read post]
24 Jul 2018, 12:06 pm
Raw Materials or goods provided with Artificially Low Prices: North Korean exporters sell goods and raw materials well below market prices to intermediaries and other traders. [read post]
24 Jul 2018, 11:28 am
However, Bloomberg reports that Buy the Market has a much lower investment minimum and retail buyers also have the option to buy in, while many of the other startups are catering to experienced traders or accredited investors only. [read post]
23 Jul 2018, 1:02 pm
A currency that fluctuates in such volatile manner may be great for cryptocurrency traders, but is ill-suited for conducting payment transactions, so cryptocurrency trading platforms such as Coinbase also offer exchange services to merchants who accept cryptocurrencies (like Overstock.com) to hedge against cryptocurrency valuation volatility. [read post]
21 Jul 2018, 6:00 am
His key to the story is telling the story of UBS interest rate derivative trader, Tom Hayes. [read post]
20 Jul 2018, 6:15 am
First Derivative Traders, 564 U.S. 135 (2011) and its ruling may affect the ability of the US Securities and Exchange Commission (SEC) to enforce the antifraud provisions of the federal securities laws and could limit shareholders’ ability to pursue private claims against certain individuals. [read post]
20 Jul 2018, 6:03 am
Hall, Laura Turano, and Zachary Shapiro in NYU Laws Compliance Enforcement The recent convictions of two traders for using hacked press releases and the settlement of SEC insider trading charges against a former Equifax manager highlight the significant insider trading risks companies face when dealing with a cyber event. [read post]
20 Jul 2018, 5:00 am
Securities Fraud Conviction Hits Hedge Fund ManagerA federal jury convicted a former hedge fund manager and a securities trader of securities fraud. [read post]
18 Jul 2018, 6:21 am
These risks included that (1) governments may adopt legislation or regulation that may negatively impact the use, transfer, exchange or price of cryptocurrencies; (2) cryptocurrencies are volatile and the price of cryptocurrency relative to fiat currency may decrease over a short period of time, resulting in significant loss to purchasers or traders; (3) a system or technical failure, or deficient source code, may negatively impact the ability to exchange cryptocurrencies and their… [read post]
14 Jul 2018, 7:27 pm
The products were packaged in clear, plastic clamshell containers under several different brands or labels and distributed to Costco, Jay C, Kroger, Payless, Owen’s, Sprouts, Trader Joe’s, Walgreens, Walmart, Whole Foods/Amazon. [read post]
12 Jul 2018, 8:53 am
., trader identity, volumes, times, prices, and quotes), and real-time monitoring of all trading activity to i [read post]
10 Jul 2018, 8:12 am
Major retailers such as Costco, Jay C, Kroger, Payless, Owen’s, Sprouts, Trader Joe’s, Walgreens, Walmart, and Whole Foods/Amazon sold the contaminated melon between April 17 and June 7, 2018. [read post]
10 Jul 2018, 3:57 am
These include: i) enhanced market surveillance; ii) close coordination with the CFTC surveillance group; iii) large trader reporting; iv) outreach to members and market participants; and v) derivative clearing organization’s risk management. [read post]
9 Jul 2018, 2:31 pm
President Donald Trump is expected to announce his nomination today for the U.S. [read post]
6 Jul 2018, 8:42 am
Tribunal upholds prohibition order for junior trader in connection with LIBOR manipulation The Upper Tribunal has upheld the FCA’s decision to prohibit Arif Hussein, a former trader, on the basis that he failed to be candid and truthful during the enforcement process. [read post]
