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5 Jan 2011, 1:17 am by Kevin LaCroix
In addition, the Wall Street Journal reported in November that the FDIC is conducting fifty criminal investigations against directors, officers and employees of failed banks. [read post]
5 Apr 2010, 6:57 pm by John Steele
Legal Ethics 1 (with Stephen Gillers) (2005); and "Standing Up to Wall Street, "101 Mich. [read post]
28 Mar 2021, 11:15 am by Kevin LaCroix
  The SEC’s Informal Inquiry into SPACs A March 25, 2021 Reuters article (here) reported that the SEC has “opened an inquiry into Wall Street’s blank check acquisition frenzy” and has sent letters to Wall Street banks “seeking information” about their SPAC dealings. [read post]
15 Sep 2010, 10:21 pm by Jim Lindgren
He teamed up with financial lobbyists to do everything he could to stall Wall Street reform and even took time before the vote on health reform to scream “Hell no! [read post]
1 Mar 2016, 4:00 am by Tracy Coenen
Yet the downside to a rising stock price is that Wall Street has certain expectations that go along with it. [read post]
8 Sep 2020, 9:39 am by Silver Law Group
This award highlights how frequently wall street insiders try to report internally without any positive action being taken. [read post]
8 Nov 2015, 4:50 pm by Kevin LaCroix
These possibilities highlight possible corporate climate change-related enforcement and liability exposures. [read post]
13 Jun 2012, 11:16 am by Richard M. Esenberg
As Professor Michael McConnell pointed out in the Wall Street Journal, much of this was union money. [read post]
7 Nov 2008, 2:57 pm
Regardless of which side of the political aisle they stand on, our experts agreed that this year's financial crisis is likely to lead to sweeping changes in bankruptcy and securities law, energy policy and financial regulation. [read post]
5 Feb 2011, 1:51 pm by Frank Pasquale
There has been a series of hacking attacks on financial infrastructure, including Nasdaq. [read post]
19 Nov 2022, 6:30 am
Background In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) added Section 10D to the Exchange Act, requiring the SEC to direct the national securities exchanges to establish listing standards that require issuers to develop and implement a clawback policy. [read post]
31 Oct 2016, 7:02 am by Joseph J. Lazzarotti
Late last year, the Wall Street Journal reported on a survey by the Association of Corporate Counsel (“ACC”) that found “employee error” is the most common reason for a data breach. [read post]
11 Sep 2023, 5:45 pm by Bob Ambrogi
The 39-year-old Camara made international news this summer when the Wall Street Journal reported that he earned almost $110 million last year — more than Apple CEO Tim Cook. [read post]
15 Oct 2011, 1:37 pm
This assessment is in direct conflict with the report of the Financial Crisis Inquiry Commission, which resoundingly blamed Wall Street and its denizens for the vast majority of the risky activity that led our nation, and the world's economy, to the brink of total disaster. [read post]
2 Aug 2010, 11:10 am by Ted Allen
The funds point to a recent Wall Street Journal article, which said that Michael Dell was the 12th highest-paid U.S. [read post]
15 Oct 2008, 10:48 pm
Losses have come from holdings in the financial sector, from falling values in mortgage-backed securities, and unrealized losses in investment grade corporate bonds. [read post]
6 Jan 2012, 5:09 am by Mike Scarcella
Leaked: The Wall Street Journal reports on the Defense Department investigation of possible leaks of classified information to filmmaker Kathryn Bigelow about the military operation that killed Osama bin Laden. [read post]
19 Nov 2022, 6:30 am
Background In 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) added Section 10D to the Exchange Act, requiring the SEC to direct the national securities exchanges to establish listing standards that require issuers to develop and implement a clawback policy. [read post]
4 Jan 2017, 3:49 am by Broc Romanek
Trump’s head of the Environmental Protection Agency, is also vetting candidates to lead the Securities and Exchange Commission, The Wall Street Journal reported. [read post]
20 Nov 2008, 5:13 pm
ProPublica, a non-profit news organization run by former Wall Street Journal managing editor Paul Steiger has an interesting story today about how the former CEO of The South Financial Group managed to collect on $18 million in severance while the bank is poised to collect $347 million under TARP just by adjusting his retirement date. [read post]