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The Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) amended section 4a of the Commodity Exchange Act (the “CEA”) to require the Commodity Futures Trading Commission (the “CFTC”) to establish position limits on an aggregate basis for (1) futures and options contracts on agricultural and exempt commodities traded on or subject to the rules of a designated contract market (“DCM”) and (2) contracts based… [read post]
19 Dec 2013, 6:45 am by Doug Cornelius
It would have to rely on the nebulous section 3(c)(5)(c) exemption under the Investment Company Act. [read post]
19 Dec 2013, 6:45 am by Doug Cornelius
It would have to rely on the nebulous section 3(c)(5)(c) exemption under the Investment Company Act. [read post]
17 Dec 2013, 10:04 am by Jason Schendel
  Part of the reason for this changing dynamic may be the say-on-pay advisory voting requirement mandated by the Dodd-Frank Act of 2010. [read post]
2 Dec 2013, 12:11 pm by Alan S. Kaplinsky
  In September 2013, pursuant to Section 1022(c)(4) of Dodd-Frank, the CFPB issued a series of orders to various financial institutions seeking their standard forms of checking account agreement to review in connection with the arbitration study. [read post]
27 Nov 2013, 11:01 am by Jaya Ramji-Nogales
 Prior to joining the Leitner Center, Aminta conducted research as a Harvard Satter Fellow and American Society of International Law Arthur C. [read post]
14 Nov 2013, 1:04 pm by Roshonda Scipio
MN : West, c2013.TZ2 .SH19 2013 Constitutional Law A short & happy guide to constitutional law / by Mark C. [read post]
9 Nov 2013, 4:42 am by Nick Basciano
In the third, Jack led a frank, judicious, and highly entertaining discussion on the evolving landscape of national security journalism. [read post]
7 Nov 2013, 11:57 am by Barbara S. Mishkin
”  The CFPB notes that the orders were issued in September 2013 pursuant to Section 1022(c)(4) of Dodd-Frank. [read post]
4 Nov 2013, 6:19 am by Wystan Ackerman
  Second, does the entire action need to meet the requirements of Rule 23(b) where an issues class is certified under Rule 23(c)(4)? [read post]