Search for: "Equity Services Inc"
Results 1801 - 1820
of 2,453
Sort by Relevance
|
Sort by Date
31 Oct 2011, 3:20 pm
” Brookshire Equities, L.L.C. v. [read post]
31 Oct 2011, 12:36 pm
Larger ones were those involving Lehman Brothers Holdings Inc., Conseco Inc., CIT Group Inc., and Washington Mutual Inc. [read post]
31 Oct 2011, 3:42 am
Perpetual Trustee Company Limited v BNY Corporate Trustee Services Limited and Lehman Brothers Special Financing Inc; and Belmont Park Investments PTY Limited v BNY Corporate Trustee Services Limited and Lehman Brothers Special Financing Inc, heard 1 – 3 March 2011. [read post]
28 Oct 2011, 3:05 am
Filed under: Equity defenses, Laches, Para. 4(a)(ii) of the Policy, WIPO First Report Tagged: Equity, Laches [read post]
20 Oct 2011, 7:17 am
Well-known broker-dealer GunnAllen Financial Inc. closed in March 2010 after failing to meet FINRAand#39;s net-capital, and Okoboji Financial Services Inc., another big name, filed forms with FINRA to exit the business in July 2010. [read post]
19 Oct 2011, 10:14 am
Others include Nautic Partners’ acquisition of Omnicare Clinical Research, Thomas Lee Partners’ buyout of InVentive Health, Avista Capital Partners and Ontario Teachers’ Pension Plan’s acquisition of INC Research and the Warburg Pincus buyout of ReSearch Pharmaceutical Services. [read post]
14 Oct 2011, 12:51 pm
After the Financial Industry Regulatory Authority, or FINRA, found that Raymond James Financial Services Inc. had charged excessive commissions in about 13,500 customer accounts due to a failure to supervise, the firm agreed to pay more than $750,000 plus interest to the customers, as well as a $200,000 fine. [read post]
13 Oct 2011, 1:02 pm
[#Energy/Solar] Waste Information & Management Services, Inc. [read post]
12 Oct 2011, 7:24 am
Silverleaf Advisors LLC, a Miami private-equity firm, is one investor in battered mortgage debt. [read post]
11 Oct 2011, 8:24 am
Trade sweat-equity for enforcement relief. [read post]
7 Oct 2011, 8:01 am
Since 2003, he has been involved in the entities of the “Pilot Group” private equity partnership; and, before that – he spent a few years as a top executive at one iteration or another of AOL Time Warner, Inc. [read post]
6 Oct 2011, 2:00 am
The identifying activity level is essentially a measure of the level of trading in exchange-listed securities, including equities and options (referred to as NMS securities in the new rule), that the person is effecting on behalf of the client accounts over which the trader has investment discretion. [read post]
4 Oct 2011, 8:48 pm
Ct. 2772 (2010), the Court declares that public policies promoting enforcement of arbitration agreements effectively trump the authority of courts to deny or limit the enforcement of arbitration agreements “upon such grounds as exist at law or in equity for the revocation of any contract” - or, more precisely, to police arbitration agreements for unconscionability. [read post]
1 Oct 2011, 4:08 pm
(RJA) and Raymond James Financial Services, Inc. [read post]
30 Sep 2011, 8:40 am
To be argued January 11, 2012 PNS Stores, Inc., d/b/a MacFrugal’s Bargain Closeouts v. [read post]
28 Sep 2011, 1:28 pm
Blum & Silver, LLP is pursuing claims against National Financial Services, LLC (“NFS”) for investors who lost money investing over $100 million in more than 20 unregistered debt offerings sold by McGinn, Smith & Co., Inc., (“McGinn Smith”) and other entities under its ownership or control. [read post]
26 Sep 2011, 7:25 am
It does not add on a requirement of showing a strong likelihood of success on the merits.Since the public interest disfavors confusion, that helped AFL, nor did FOH dispute that the balance of equities tipped strongly in AFL’s favor. [read post]
23 Sep 2011, 8:21 am
Directv, Inc. [read post]
21 Sep 2011, 1:30 pm
The preparation of the EIS would likely last several years, resulting in irreparable harm to the plaintiffs, and the balance of the equities and the public interest favored an injunction. [read post]
21 Sep 2011, 6:36 am
In Rent-A-Center, West Inc. v. [read post]
