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1 May 2018, 11:29 am
Melvin Case (CRD# 2393464) has been with LPL Financial in Jacksonville, Florida since 2008. [read post]
14 Oct 2024, 9:17 am
On 11 October 2024, the Financial Conduct Authority (FCA) published a speech, ‘It’s good to be different: the new FCA supervisory strategy for the financial advice sector’, which was delivered by Nick Hulme, the FCA’s head of department, advisers, wealth and pensions, consumer investments. [read post]
20 Jun 2018, 7:22 am
At a time when many states’ pension plans are in dire financial straits, the new tax could worsen an already-serious problem. [read post]
11 Mar 2022, 9:09 am
The CPMI-IOSCO remain committed to full, timely and consistent implementation of the Principles for Financial Market Infrastructures’ standards on CCP financial resources and tools for resilience and recovery, supplemented by the CPMI-IOSCO guidance on financial market infrastructure recovery. [read post]
19 Mar 2015, 8:23 am
According to a recent NBC News Feature, women can be at a severe financial disadvantage after divorce for a variety of reasons. [read post]
20 Sep 2011, 3:52 am
The Los Angeles Times reported that "a recent string of scandals has raised questions about whether patients need to know more" about financial connections between pharmaceutical and medical device makers and physicians. [read post]
5 Aug 2024, 12:00 am
Life can sometimes present multiple challenges simultaneously; for some individuals, this might mean facing both divorce and financial difficulties at the same time. [read post]
16 Jan 2019, 12:00 am
Given the emotional and financial burdens experienced by many disabled policyholders, it’s rather common for such individuals to delay […] The post Disability Claimants Must Seek Timely and Adequate Care to Secure Full Benefits appeared first on Bryant Legal Group PC. [read post]
12 Mar 2009, 9:00 am
Best's decision to leave the ratings unchanged at this time reflects the continued commitment of the U.S. [read post]
11 Dec 2018, 2:00 am
Generation Z also is entering the workforce—30% of Gen Z is expected to be employed by 2021.6 They also have student loan and credit card debt, and many are learning how to live on their own for the first time. [read post]
10 Mar 2023, 1:51 pm
Were you working with a broker or investment advisor at the time? [read post]
23 Sep 2008, 1:16 am
He has springboarded that show into a frequent short podcast in these times of peril. [read post]
21 Mar 2023, 11:26 am
Based in Boise, Id., LeanLaw’s cloud-based product provides IOLTA trust accounting, time and expense tracking, billing, matter management, electronic payments, and reporting. [read post]
9 Nov 2020, 12:59 pm
At the same time, the improved economy prior to COVID-19, the deregulatory environment at the federal level, and the increase in technological innovation has resulted in new entrants into the consumer financial services industry and the offering of new products by existing industry players. [read post]
26 Oct 2023, 10:57 pm
Bit Trade describes this as “margin extension” as customers can receive an extension of credit of up to five times the value of the assets they use as collateral. [read post]
3 May 2012, 6:05 am
Leana Fisher was an associate in the financial restructuring practice group at Morgan, Lewis & Bockius the first time a partner asked her to draft a reorganization plan for a debtor. [read post]
9 Dec 2022, 7:31 am
The government will legislate, when parliamentary time allows, to amend the Building Societies Act 1986 to give building societies in the UK greater flexibility to raise wholesale funds while retaining their mutual model. [read post]
13 Aug 2018, 8:01 am
Of those nine, five borrowers resided in West Virginia at the time they took out their loans and subsequently moved to Virginia. [read post]
25 Feb 2025, 4:09 pm
ASIC proposed guidance on sustainability reporting regime From 1 January 2025, under the Treasury Laws Amendment (Financial Market Infrastructure and Other Measures) Act 2024 (Cth), many large Australian businesses and financial institutions (including registered schemes, RSEs and retail corporate collective investment vehicles) must prepare annual sustainability reports and make climate-related financial disclosures. [read post]
11 Nov 2009, 8:23 am
If this does not happen within a predetermined period of time the regulator intervenes. [read post]
