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28 Jun 2014, 6:00 am
Keep was in the news this week urging SEC chief Mary Jo White to intensify the investigation of Herbalife. [read post]
27 Jun 2014, 9:30 pm by Dan Ernst
Congratulations to graduate students Peter Price (Queen's University) and Mary Stokes (York University) for taking away honors! [read post]
26 Jun 2014, 10:19 pm by James Hamilton
A letter from House Financial Services Committee Chair Jeb Hensarling (R-TX), and co-signed by his five Subcommittee Chairs asked Treasury Secretary Jacob Lew and SEC Chair Mary Jo White to explain the role of the FSB in FSOC SIFI designations, especially of non-bank firms has apparently gone unanswered. [read post]
24 Jun 2014, 1:53 pm by Eric C. Chaffee
On June 20, 2014 at Economic Club of New York, Chair Mary Jo White offered remarks on Intermediation in the Modern Securities Markets: Putting Technology and Competition to Work for Investors. [read post]
24 Jun 2014, 1:47 pm by Eric C. Chaffee
On June 23, 2014 at the Stanford University Rock Center for Corporate Governance Twentieth Annual Stanford Directors’ College, Chair Mary Jo White spoke about A Few Things Directors Should Know About the SEC. [read post]
23 Jun 2014, 1:15 pm by Morse, Barnes-Brown Pendleton
Securities and Exchange Commission Chair Mary Jo White spoke at the Financial Accounting Foundation Trustees Dinner. [read post]
23 Jun 2014, 11:13 am by Bill Otis
 Lee notes in particular the very broad Constitutional powers the President is given as commander-in-chief.Today, another quite apt attorney, Visiting Professor Louis Fisher of the College of William and Mary Marshall-Wythe Law School, also argues that the President acted unlawfully (and hypocritically). [read post]
23 Jun 2014, 3:44 am by Broc Romanek
Here’s an excerpt from David Smyth’s blog about the case: This is fascinating to me for so many reasons, among them: (1) the potential Constitutional cluster we’re about to witness; (2) the real test this poses for the recently passed STOCK Act’s effectiveness; and (3) another example of Mary Jo White’s severe distaste for those who defy Commission subpoenas. [read post]
20 Jun 2014, 5:02 am by Jim Sedor
Obama is not expected to sign the order for weeks, as the White House finalizes details, including possible exemptions for religious nonprofit organizations. [read post]
18 Jun 2014, 8:22 am by Jane Chong
On the last point, she writes: This is where the White House is most blind. [read post]
17 Jun 2014, 8:52 pm by James Hamilton
In a letterto SEC Chair Mary Jo White, Senator Brown asked if the SEC has written policies and procedures guiding its decisions to grant waivers and what steps the Commission taken to ensure uniformity and consistency in the decision to approve or deny a request for a waiver.He also asks the Chair if she, after more than a year in that position, has examined the policies and decisions surrounding waivers of securities laws and regulations and, if so, what determinations she has… [read post]
17 Jun 2014, 9:56 am by Blake Osborn
On June 5, SEC Chair Mary Jo White addressed the current equity marketplace, including high-frequency trading and dark pools. [read post]
16 Jun 2014, 7:55 pm
Nixon’s Secretary Rose Mary Woods took the blame for the first five minutes of the erasure. [read post]
14 Jun 2014, 11:28 am by Gritsforbreakfast
But in other jurisdictions it's been much more hit and miss.This is why Mary Ann Wiley, the new general counsel at the governor's office (congrats MAW, btw!) [read post]
13 Jun 2014, 6:24 am by Eliana Baer
” –Marie-France Hirigoyen, Stalking the Soul; Emotional Abuse and the Erosion of Identity. [read post]