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31 Oct 2012, 1:48 am
While the trend has picked up recently, the first such case was filed on January 13, 2012 against AmDocs Ltd. in New York County Supreme Court. [read post]
31 Oct 2012, 1:48 am
While the trend has picked up recently, the first such case was filed on January 13, 2012 against AmDocs Ltd. in New York County Supreme Court. [read post]
30 Oct 2012, 10:05 am
The New York Stock Exchange and Nasdaq will open as usual Wednesday following an unprecedented storm that flooded many parts of Manhattan and prompted widespread power failures. [read post]
30 Oct 2012, 6:07 am
U.S. trading at the New York Stock Exchange was shut down for a second consecutive day. [read post]
30 Oct 2012, 5:45 am
With New York still to feel the full impact of the storm Monday evening, fears remained that wind damage and possible power outages could test the ability of markets to reopen. [read post]
29 Oct 2012, 10:56 pm
There are three feet of water on the trading floor of the New York Stock Exchange. [read post]
29 Oct 2012, 9:33 pm
But it turned out to just be a couple of plaintiff lawyers who took a wrong turn. [[ This is a content summary only. [read post]
29 Oct 2012, 1:35 pm
Similarly, the New York Stock Exchange was closed for the first time since September 11, 2001. [read post]
29 Oct 2012, 10:37 am
The New York Stock Exchange, Nasdaq and BATS Global Markets said in separate statements that they have agreed to close, after consulting with other exchanges and clients. [read post]
25 Oct 2012, 3:40 pm
We also represent victimized investors throughout the rest of New York State, including Buffalo, Binghamton, Syracuse, Watertown, Utica, Kingston, New York City/Manhattan, Long Island, and everywhere in between, as well as in the surrounding states of Massachusetts, Vermont, New Hampshire, Connecticut, and New Jersey. [read post]
19 Oct 2012, 12:25 pm
Related Posts:Buying/Selling BusinessesFive Steps to Buying a Small Business in New York – Part 1Five Steps to Buying a Small Business in New York – Part 4: Documenting the DealFive Steps to Buying a Small Business In New York – Part 2: Negotiating the Terms of the DealAsset Sale versus Stock Sale [read post]
17 Oct 2012, 6:39 am
Another New York federal judge recently approved a settlement entered into by the SEC with two former Bear Stearns hedge fund managers. [read post]
16 Oct 2012, 8:36 am
Among other things, Joe refers to the questions that the New York case has raised as “the story of the year. [read post]
15 Oct 2012, 8:13 am
For example, dirty money may be converted to clean money through the purchase and sale of stocks, bonds, art, or jewelry. [read post]
11 Oct 2012, 2:00 am
Here is an excerpt: The New York Stock Exchange proposal would not impose any new bright-line tests on compensation committee members, but would include additional considerations for the board’s subjective independence determination. [read post]
5 Oct 2012, 12:47 pm
Attorneyandrsquo;s Office for the Southern District of New York today announced criminal charges against Leszczynski and Chouchane. [read post]
5 Oct 2012, 11:20 am
The FINRA BrokerCheck website will also include any customer complaints filed against your broker, either in Court, or with the FINRA Office of Dispute Resolution, including its predecessors, the National Association of Security Dealers (NASD) and the New York Stock Exchange (NYSE). [read post]
25 Sep 2012, 9:06 am
In June 2000, a New York Stock Exchange Hearing Panel found that Merrill Lynch failed to report certain statistical information regarding customer complaints; and failed to establish and maintain adequate procedures and controls regarding the reporting of complaints. [read post]
20 Sep 2012, 12:45 pm
His misstatements were then repeated to investors during phone calls and in e-mails by brokers, Advanced Equities’ investment banking team, and the broker-in-charge at the firm’s branch in New York. [read post]
20 Sep 2012, 6:17 am
This was in part the result of initiatives taken in the US to impose reporting requirements on New York Stock Exchange listed companies to file reports in relation to payments made by companies to foreign governments. [read post]
