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19 Apr 2023, 6:34 am
NASAA members also approved revisions to Form U-1, or the Uniform Application to Register Securities. [read post]
13 Jun 2016, 11:01 am
This is an event sponsored by CLIA in Washington D.C. where CLIA, its partners and travel agents meet with Congressional leaders to network with Congressmen and Congresswomen and discuss policies which will advance the interests of the cruise lines. [read post]
1 Jul 2015, 2:40 pm
So the government seized the car, and then notified the registered owner that it was going to keep the car through asset forfeiture. [read post]
7 Oct 2016, 8:19 am
Brokerage firms are required to ensure that their agents are complying with FINRA Rules. [read post]
7 Jun 2014, 1:29 pm
The SEC alleged that Grant, Abdallah and KGTA committed fraud, failed to register KGTA Notes. [read post]
30 Mar 2017, 10:00 pm
It was used extensively on residential lawns and golf course turf as a structural termite control agent. [read post]
29 Aug 2009, 1:07 pm
- SLF registered agent service for 1 year. [read post]
15 Mar 2022, 11:00 pm
The Southern District of New York stated in 2014 that search algorithms (agents) are written by humans. [read post]
7 Dec 2011, 6:19 am
These ordinances, which went into effect on November 16, 2011, created criminal liability for entities not registered with the State of Ohio and extended financial liability for nuisance abatement beyond the sale of a property. [read post]
2 Feb 2021, 8:41 am
Kulch was previously registered with NEXT Financial Group, Inc. in Nashua, New Hampshire from 2006 until he left the brokerage industry in 2020. [read post]
6 Nov 2014, 12:45 pm
In an age where there is a predilection to distrust government and the action of government through its various agents, why leave the outcome of your divorce to a stranger, however well-intentioned? [read post]
15 Apr 2015, 12:55 pm
Over the three years they were registered with UBS, the Bravos allege that they were repeatedly and fraudulently mistreated and misled by UBS for UBS’s own benefit, until being unceremoniously forced out by the firm. [read post]
16 Dec 2019, 7:31 am
” In August 2019 LPL Financial discharged Stokes in connection with State of New Hampshire suspension of investment adviser agent and broker-dealer representative license. [read post]
15 Mar 2022, 11:00 pm
The Southern District of New York stated in 2014 that search algorithms (agents) are written by humans. [read post]
Bypassing the telecoms: 'Stingrays' allow direct government phone surveillance with little oversight
9 Mar 2013, 1:41 pm
By contrast, he thinks FBI agents don't understand the same limits the AUSA's seem to and may be using the technology more broadly.Other agencies use the information even more broadly. [read post]
27 Sep 2011, 7:46 pm
Although a lengthy process, trademark registration in China is not difficult nor is it prohibitively expensive, but it must be performed by a state approved trademark agent. [read post]
15 Jul 2015, 4:30 am
The plaintiffs also advanced a new argument that they apparently hoped would nullify Bauman- that Pfizer had consented to personal jurisdiction in Missouri because it registered to do business in Missouri and had a registered agent in Missouri. [read post]
11 Mar 2016, 1:43 am
Another bill's big deal is that platforms would act as withholding agent, meaning that they would directly hold taxes due by users and forward them to State. [read post]
19 Jul 2018, 9:01 pm
The mayor called for having anyone who does any lobbying work to register, which has already caused pause among council members. [read post]
1 Apr 2019, 9:09 pm
In most registered outbreaks the etiological agents were not identified which hinders investigations. [read post]