Search for: "Registered Agents"
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10 Jan 2020, 3:00 am
” The inquiry marks the latest effort by House lawmakers to probe Facebook’s digital defenses after Russian agents weaponized the site to stoke social unrest during the 2016 race. [read post]
9 Jan 2020, 7:53 am
INDIA Bloomberg described India as holding the “world’s worst bad-debt pile” in September 2019, with Indian banks holding USD 130bn of “bad loans” in December 2019. [read post]
8 Jan 2020, 11:31 am
New RIAs and RIAs registered for several years that have yet to be examined should expect to become areas of focus for OCIE in 2020. [read post]
8 Jan 2020, 11:31 am
New RIAs and RIAs registered for several years that have yet to be examined should expect to become areas of focus for OCIE in 2020. [read post]
8 Jan 2020, 9:39 am
Examinations of registered investment advisers covered 15 percent of the population, and examinations of investment companies increased to over 15. [read post]
7 Jan 2020, 10:21 am
In particular, examinations of registered investment advisers will focus on RIAs that have never been examined, including new RIAs and RIAs registered for several years that have yet to be examined. [read post]
7 Jan 2020, 8:08 am
A "customer" or "client" includes current and prospective customers and clients but does not include:financial institutions such as banks, savings and loans, insurance companies, trust companies, or registered investment companies;broker-dealers registered with a state securities commission;investment advisers registered with the SEC or with a state securities commission; orother institutional buyers.When not a fiduciary duty. [read post]
6 Jan 2020, 6:02 am
From July 2014 until October 2019 Sparacino was registered with First Standard out of the firm’s Red Bank, New Jersey office location. [read post]
3 Jan 2020, 3:00 am
National/Federal 2020 Democrats Are Naming Their Fundraising ‘Bundlers’ Amid a Fight Over Big Money in Politics Philadelphia Inquirer – Jonathan Lai and Julia Terruso | Published: 12/26/2019 When it comes to political fundraising, rich people are great. [read post]
2 Jan 2020, 1:53 pm
Under the long-arm statute, the Secretary of State is “deemed to be the statutory agent” of the nonresident. [read post]
1 Jan 2020, 10:38 am
The directors of the Company had appointed managing agents to carry out the maintenance function. [read post]
31 Dec 2019, 8:13 am
Managers who are required to register with the SEC as of the date of their annual amendment must register with the SEC within 90 days of filing the annual amendment (June 29, 2020, for most managers, assuming the annual amendment is filed on March 31, 2020). [read post]
31 Dec 2019, 4:40 am
Some courts of appeal interpreted “registration” as meaning “filing an application to register the copyright” while others interpreted it as “the Register of Copyrights registers the copyright. [read post]
30 Dec 2019, 9:03 pm
The North West University Mafikeng Campus has 12,864 registered students. [read post]
30 Dec 2019, 12:45 pm
AB 5 codifies a number of exceptions from the ABC test, including but not limited to: A person or organization licensed by the Department of Insurance; California licensed physician, surgeon, dentist, podiatrist, psychologist, or veterinarian; California licensed lawyer, architect, engineer, private investigator, or accountant; Securities broker-dealer or investment adviser or their agents and representatives registered with the SEC or FINRA or licensed by California; Direct sales… [read post]
26 Dec 2019, 8:52 am
Register your trademarks and your copyrights and your patents in the country in which you are having your products made and in the country in which you will be selling them. [read post]
23 Dec 2019, 10:47 am
This rule also applies to Canadian trademark filers, attorneys and agents. [read post]
23 Dec 2019, 7:54 am
This includes a requirement on the FCA to maintain a register of providers, including providers of cryptoasset exchanges and custodian wallets. [read post]
20 Dec 2019, 9:54 am
One, there is hardly a soul in China who does not know how to get around the prohibition on an agent registering the trademark that rightfully should go to the foreign company for whom it is acting as an agent. [read post]
18 Dec 2019, 10:16 am
Li was a prolific inventor and patent agent. [read post]
