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16 Oct 2018, 7:00 pm
   Seventy-third session Item 74 (b) of the preliminary list* Promotion and protection of human rights: human rights questions, including alternative approaches for improving the effective enjoyment of human rights and fundamental freedoms A/73/163 Original: English Distr.: General 16 July 2018 Working Group on the issue of human rights and transnational corporations and other business enterprises Note by the Secretary-General The Secretary-General has the… [read post]
14 Oct 2018, 12:04 pm by Kevin LaCroix
And now, these developments have drawn two new securities class action lawsuits in which shareholders of Alphabet, Google’s parent company, allege that the company misled investors about the adequacy of the company’s security measures to protect user data from theft and security breaches. [read post]
10 Oct 2018, 12:40 pm by Kevin LaCroix
 What precisely renders an event material has plagued securities lawyers for years and has been the subject of countless judicial decisions, SEC enforcement actions, law review articles, law firm guidance and the like – but can be effectively summed up as any important development or event that “a reasonable investor would consider important to an investment decision. [read post]
9 Oct 2018, 2:18 pm by Arina Shulga
Shulga is the co-founder of Ross & Shulga PLLC, a New York-based boutique law firm specializing in advising individual and corporate clients on aspects of corporate and securities law. [read post]
6 Oct 2018, 1:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
5 Oct 2018, 1:55 pm by Renae Lloyd
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
5 Oct 2018, 5:52 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Friday, September 28, 2018 Tags: #MeToo, Accountability, Board composition, Boards of Directors, Compensation ratios, Corporate culture, Diversity, Human capital, Institutional Investors, Misconduct, Risk management, Shareholder activism, Shareholder voting On Elon Musk, Donald Trump, and Corporate Governance Posted by Alissa Amico, GOVERN,… [read post]
4 Oct 2018, 5:20 pm by Kevin LaCroix
By their online nature, fintech companies will have a greater demand for stronger cyber security. [read post]
4 Oct 2018, 6:41 am by Doug Cornelius
The undertaking to control Musk’s corporate communication was to address the “the potential harm to investors caused by Musk’s communication practices and a lack of sufficient oversight and control of those communications. [read post]
Although the AER is mindful that a balance must be struck between protecting the public interest and allowing companies operational freedom, investors can expect additional layers of due diligence will be needed going forward. [read post]
3 Oct 2018, 3:00 am by John Jenkins
”  Here’s an excerpt: We have a deep and well-developed body of corporate law. [read post]
2 Oct 2018, 11:58 am by Kevin LaCroix
One of the most-watched corporate and securities litigation trends in recent years has been the incidence of D&O claims after companies experience data breaches. [read post]
30 Sep 2018, 5:16 pm by Kevin LaCroix
But putting all the machinations and drama of the “funding secured” fiasco aside, there is a much broader and emphatic SEC edit that now rings clear: Whenever a corporate executive makes a material false statement online — boom — it’s a securities fraud. [read post]
28 Sep 2018, 2:06 pm by HL Chronicle of Data Protection
October 3 Data Privacy on Steroids Harriet Pearson will speak on a panel at the Minority Corporate Counsel Association Conference. [read post]
28 Sep 2018, 6:15 am
Securities and Exchange Commission, on Monday, September 24, 2018 Tags: Accountability, Board composition, Boards of Directors, Diversity, ESG, Fiduciary duties, Investor protection, Long-Term value, SEC, Securities regulation, Shareholder primacy, Stakeholders Freeze-Out Mergers Posted by Elif Dalkir (University of New Brunswick), Mehmet S. [read post]
27 Sep 2018, 2:55 am by Cari Rincker
Most people think that only corporate stock qualifies as securities, but did you know that LLC ownership interests might be considered securities, too? [read post]
26 Sep 2018, 2:39 pm by Jeff Kern and Kate Ross
In her own statement at the open meeting, Commissioner Kara Stein implied that the amendments constitute an important step in protecting investors from fraud. [read post]
26 Sep 2018, 2:39 pm by Jeff Kern and Kate Ross
In her own statement at the open meeting, Commissioner Kara Stein implied that the amendments constitute an important step in protecting investors from fraud. [read post]
21 Sep 2018, 6:10 am
Securities and Exchange Commission, on Thursday, September 20, 2018 Tags: Conflicts of interest, Equity securities, Information asymmetries, Information environment, Investor protection, Market efficiency, Oversight, Retail investors, SEC, Securities regulation, Transparency [read post]