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7 May 2018, 10:25 pm
(D.I. 1-1 at ¶¶ 19-20) VCG Securities, LLC ("VCG") was the authorized representative of the Owners in connection with the transaction, and was an affiliate of Odyssey. [read post]
6 May 2018, 8:35 pm
” Nor was the promise of compensation later, as part of a paid contract, sufficient to constitute a financial benefit, the court explained. [read post]
3 May 2018, 10:42 am
If assets are securing debt, your chances of taking your part of the assets will be limited. [read post]
28 Apr 2018, 1:00 am
” Helping you keep your legal ducks in a row, and your nest eggs secure. [read post]
27 Apr 2018, 10:44 am
Zamansky LLC also represents investors in arbitration cases against UBS and other brokerage firms regarding Puerto Rico bonds and UBS closed end bond funds and other investments. [read post]
24 Apr 2018, 10:46 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
21 Apr 2018, 1:00 am
Sometimes their employer gave some extra money on top of it, what we would call a matching fund. [read post]
20 Apr 2018, 10:28 am
A former media darling, Theranos is now a symbol of what can go wrong when a company takes advantage of its public image to secure funds from investors who are hoping not to miss out on the next big thing. [read post]
20 Apr 2018, 7:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
20 Apr 2018, 6:01 am
Mutual Fund Industry Posted by Linlin Ma (Northeastern University), Yuehua Tang University of Florida), and Juan-Pedro Gomez (IE University Business School), on Saturday, April 14, 2018 Tags: Agency costs, Asset management, Compensation regulation, Contracts, Financial institutions, Financial regulation, Fund managers, Fund performance, Incentives, Mutual funds, Ownership… [read post]
17 Apr 2018, 9:59 am
According to its website, NorthStar Securities, LLC is the broker-dealer affiliate of Colony NorthStar, Inc. [read post]
17 Apr 2018, 7:50 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Apr 2018, 4:48 pm
” Sharma and Farkas allegedly claimed that funds raised in the ICO would help build a suite of financial products. [read post]
16 Apr 2018, 7:34 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
16 Apr 2018, 6:54 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
14 Apr 2018, 1:00 am
Medina, an estate planning and elder law attorney and Certified Financial Planner™. [read post]
13 Apr 2018, 2:13 pm
On April 6, 2018, the Securities and Exchange Commission (“SEC”) announced that three investment advisors, PNC Investments LLC, Securities America Advisors Inc., and Geneos Wealth Management (the “Advisors”) have settled charges with the SEC. [read post]
13 Apr 2018, 2:13 pm
On April 6, 2018, the Securities and Exchange Commission (“SEC”) announced that three investment advisors, PNC Investments LLC, Securities America Advisors Inc., and Geneos Wealth Management (the “Advisors”) have settled charges with the SEC. [read post]
13 Apr 2018, 10:20 am
The post Proposed Law Would Set Aside Funds to Pay Investors Who Are Unable to Collect After FINRA Arbitration appeared first on Zamansky LLC. [read post]
12 Apr 2018, 7:42 pm
Restaurant employers should audit and tighten the employee wage, timekeeping and other wage and hour practices to minimize their exposure to heightened enforcement of the Fair Labor Standards Act and other federal wage and hour laws by the U.S. [read post]
