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19 Jun 2014, 5:43 am by Adam Weinstein
Recently, the Senate presented findings of the Senate Special Committee on Aging concerning investigations gold investment scams targeting Florida seniors. [read post]
17 Sep 2009, 4:13 am
- Rule 10b5-1 Plans: Still a Good Idea - Nearly Complete: The Transition to a Paperless Stock Certificate World - Broc Romanek [read post]
14 Jul 2022, 7:01 am by Raquel Leslie, Brian Liu
The mechanism has been described as a reverse version of the Committee on Foreign Investment in the United States, an interagency body that reviews inbound investments and can recommend that the president block transactions seen as potential security threats. [read post]
13 Jan 2015, 8:25 am by James Hamilton
Representative Bill Huizenga (R-Mich.), sponsor of the measure, noted that current federal law treats the sale of a small, privately held business as if it were a Wall Street investment firm selling securities of a public company. [read post]
9 Apr 2017, 5:35 pm by Kevin LaCroix
  Say-On-Pay: First, listed companies in the EU will be required to hold two say-on-pay votes: a prospective binding shareholder vote on director pay, and a retrospective advisory vote on the company’s compensation report (in other words, to approve pay plans in advance and to assess retrospectively how the plans worked out). [read post]
4 Jul 2011, 8:17 pm by Stefan Passantino
This Proposed Rule 15Fh-6 is modeled on, and intended to complement, existing restrictions on pay to play practices under Advisers Act Rule 206(4)-5, which imposes restrictions on political contributions by investment advisers providing or seeking to provide investment advisory services to public pension plans and other government investors, and MSRB Rules G-37 and G-38, which impose such restrictions on municipal securities dealers and broker-dealers engaging or seeking… [read post]
19 Feb 2009, 6:54 am
Marjorie Smith planned some reading this weekend, but it did not plan to have a pleasant best-seller for the Durham Democrat. [read post]
19 Nov 2014, 9:30 pm by Grayson Weeks
But the Fed has not announced plans to sell its assets. [read post]
26 Nov 2011, 4:18 pm by Cynthia Marcotte Stamer
  The Chair of the American Bar Association (ABA) RPTE Employee Benefits & Other Compensation Committee, a Council Representative on the ABA Joint Committee on Employee Benefits, Government Affairs Committee Legislative Chair for the Dallas Human Resources Management Association, and past Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, Ms. [read post]
5 Nov 2020, 8:37 am by Michael Geist
The CRTC issues its first decision in April 2022 with an implementation plan for the policies to take effect within six months. [read post]
25 Apr 2021, 9:48 pm by Dan Flynn
“The controversy, however, remains alive because USDA is moving ahead with plans to mandate RFID for cattle by 2023, R-CALF’s attorneys said in a press release. [read post]
31 Dec 2019, 2:56 am by Liz Dunshee
We encourage audit committees to understand management’s plan to identify and address the risks associated with reference rate reform, and specifically, the impact on accounting and financial reporting and any related issues associated with financial products and contracts that reference LIBOR. [read post]
14 Feb 2007, 1:18 am
. AVIATION/AEROSPACE02/13/2007 Audit: FAA Continues to Make Progress in Implementing its Controller Workforce Plan, But Further Efforts are Needed in Several Key Areas (PDF 254 KB) Audit prepared by the Department of Transportation's Office of the Inspector General  BUDGET/APPROPRIATIONS02/13/2007 Letter to Homeland Security Secretary Michael Chertoff from Rep. [read post]
19 Jan 2012, 11:34 am by James Hamilton
It would reverse 35 years of case law, enforcement policy and the understanding of plans and plan service providers as well as the manner in which products and services are provided to plans, plan participants and IRA account holders, without any legislative direction.SIFMA asserted that the proposed rule was in conflict with Section 913 of the Dodd-Frank Act, which authorizes the SEC to establish a uniform fiduciary standard of care for brokers and advisors… [read post]
9 May 2012, 8:49 pm by Cynthia Marcotte Stamer
A Fellow in the American College of Employee Benefit Council, immediate past Chair of the American Bar Association (ABA) RPTE Employee Benefits & Other Compensation Group and current Co-Chair of its Welfare Benefit Committee, Vice-Chair of the ABA TIPS Employee Benefits Committee, a council member of the ABA Joint Committee on Employee Benefits, and past Chair of the ABA Health Law Section Managed Care & Insurance Interest Group, Ms. [read post]
21 Jan 2022, 7:28 am by Brian Liu, Raquel Leslie
According to the plan, China anticipates users of gigabit broadband, the current fastest internet connection speed, to increase from 6.4 million in 2020 to 60 million in 2025. [read post]
31 May 2024, 10:18 am by Evangelina Cantu
Before a 2/3rds vote by the Board of Directors, a Service Development Plan, Operations Plan, and Financial Plan must be published. [read post]
26 Mar 2009, 8:24 am
First, with regard to cutting the deficit in half, the House Budget Committee's resolution hits $586 billion in 2013; the Senate Budget Committee's resolution hits $570 billion in 2013. [read post]