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4 Feb 2011, 5:00 am
” Smarsh is conducting a survey on the attitudes and opinions of compliance professionals in the financial services industries regarding the oversight of electronic communications (such as email, instant messaging, social media, etc.) at www.smarsh.com/compliancesurvey Barney Frank will Seek Reelection Frank identified as his top two issues defending the Wall Street Reform and Consumer Protection Act, which he called “under attack by those who oppose… [read post]
19 Oct 2010, 10:25 am
A recent South Carolina case, Matrix Financial Services Corporation v. [read post]
21 May 2015, 3:31 am
I canvassed what some friends do for Twitter entertainment & received these recommendations (send me yours): – @BeschlossDC – Historian who posts historical pictures – @BullandBaird – Wall Street perspective with humor thrown in – @BorowitzReport – pretty funny on political commentary Parody: @TheTweetofGod, @TheOnion, @FauxJohnMadden, @TheFakeESPN Comedians: @KeyAndPeele, @KristenSchaaled, @MindyKaling, @JimGaffigan, @SteveMartinToGo,… [read post]
27 Jul 2022, 8:19 am
I was a 27-year old associate in a Wall Street law firm and had been a member of the New York Bar for two years. [read post]
12 Nov 2019, 2:12 pm
Our attorneys represent investors in class actions against issuers in state or federal court and investors in securities arbitration claims against Wall Street firms for stockbroker misconduct. [read post]
17 Sep 2020, 11:12 am
Our attorneys represent investors in class actions against issuers in state or federal court and investors in securities arbitration claims against Wall Street firms for stockbroker misconduct. [read post]
22 Nov 2009, 10:13 pm
However, a recent article by The Wall Street Journal detailed Axiant's relationships with Mann Bracken LLP, a debt collection firm that represented credit-card companies in arbitrations, Accretive LLC, J. [read post]
28 Nov 2019, 2:30 am
It highlighted the glaring lack of protection for Wall Street whistleblowers and became one of the driving forces of the Sarbanes-Oxley (SOX) reforms. [read post]
26 Oct 2016, 11:32 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), which became effective in July 2010, contains new whistleblower provisions that provide substantial incentives and protections for individuals who voluntarily provide information to the SEC concerning securities law violations. [read post]
16 Sep 2008, 5:37 pm
Yesterday, Wall Street suffered its worst losses since just after 9/11. [read post]
23 Feb 2012, 12:54 am
First, as detailed in a February 22, 2010 Wall Street Journal article entitled “ ‘Say on Pay’ Changes Ways” (here), many of the companies that sustained negative say on pay votes last year “are working hard to avoid an embarrassing repeat as annual meeting season begins again. [read post]
22 May 2013, 10:16 pm
In late 2007 and early 2008, the funds had entered into a type of complex financial transaction called a corporate bond basis package. [read post]
22 Jun 2020, 9:03 am
GPM’s past successes have been widely covered by leading news and industry publications such as The Wall Street Journal, The Financial Times, Bloomberg Businessweek, Reuters, the Associated Press, Barron’s, Investor’s Business Daily, Forbes, and Money. [read post]
CVGI stock Commercial Vehicle Group Inc company being investigated for violations of securities laws
22 Jun 2020, 7:06 am
GPM’s past successes have been widely covered by leading news and industry publications such as The Wall Street Journal, The Financial Times, Bloomberg Businessweek, Reuters, the Associated Press, Barron’s, Investor’s Business Daily, Forbes, and Money. [read post]
11 Aug 2014, 10:55 am
The Wall Street Journal details where they will be moved to. [read post]
12 Feb 2024, 6:00 am
Justice Department believes that more than US$4.5 billion was stolen and, in part, used for luxury purchases, including buying billions of dollars worth of property in Beverly Hills and Manhattan, and even financing the Oscar-nominated movie The Wolf of Wall Street, directed by Martin Scorsese. [read post]
12 Aug 2015, 2:29 pm
The bank scanned the deposit slip and deposit items at a central location.The CFPB investigation found that from January 1, 2008 to November 30, 2013, Citizens Bank violated the Dodd-Frank Wall Street Reform and Consumer Protection Act’s prohibition on unfair and deceptive practices by failing to properly credit consumers’ checking and savings accounts. [read post]
29 Jul 2010, 12:25 pm
Meantime, we see from today’s Wall Street Journal that Citigroup is among the financial firms cracking down on potty-mouthed emails, out of concern for the corporate image. [read post]
6 Dec 2010, 8:44 am
Debunkery: Learn It, Do It, and Profit from It-Seeing Through Wall Street’s Money-Killing Myths by by Ken Fisher with Lara Hoffmans. [read post]
19 Nov 2010, 5:00 am
Sabel in the Harvard Law School Forum on Corporate Governance and Financial Regulation On July 21, 2010, the President signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacting numerous provisions intended to reform the mortgage lending industry with an eye towards consumer protection. [read post]
