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16 Nov 2010, 7:34 am
On October 18, 2010, the Securities and Exchange Commission (“SEC”) proposed new Rule 14Ad-1 (the “Proposed Rule”) under the Securities Exchange Act of 1934 (the “Exchange Act”), as required by Section 951 of the “Dodd-Frank Wall Street Reform and Consumer Protection Act” (“Dodd-Frank”). [read post]
IL - GA Unanimously Approves Dillard, Franks Bill Requiring License Revocation for Sex Offender Docs
28 May 2011, 11:00 am
Jack Franks (D-Marengo); the legislation now heads to Gov. [read post]
3 Mar 2011, 11:41 am
As I discuss in my paper Regulating Compensation, the Dodd-Frank Act directed the SEC and other appropriate agencies to promulgate rules regarding compensation practices at publicly-held corporations in general and "covered financial institutions" specifically. [read post]
21 Sep 2010, 12:39 pm
Even though the Dodd-Frank Act is already in effect, the full scope of the law will not be known until numerous regulations are finalized. [read post]
1 Nov 2011, 11:08 am
In a letter to the CFTC, the European Central Bank said that the objectives of the derivatives provisions of the Dodd-Frank Act of increasing transparency and reducing risk will not be served by applying Title VII of the Act to the swap activities of the ECB or transactions with its counterparties. [read post]
2 Nov 2010, 1:59 pm
Such restrictions are completely contrary to the requirement that the Dodd-Frank whistleblower rules be “user-friendly,” and would make it almost impossible for corporate whistleblowers to find an attorney willing to represent them in Dodd-Frank cases. [read post]
14 Feb 2011, 10:04 am
Dodd-Frank includes over 100 rulemaking provisions applicable to the SEC, many of which require action within one year of enactment. [read post]
15 Aug 2013, 12:48 pm
Dodd-Frank and TBTF. [read post]
11 Mar 2013, 6:01 pm
Rather, Dodd-Frank forces the courts either to hear these claims before a Title II liquidation occurs, or never at all. [read post]
24 Nov 2014, 7:47 am
Securities and Exchange Commission’s Office of the Whistleblower, created in 2011 pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, released its mandated report to Congress on operations for Fiscal Year 2014, ending on September 30, 2014. [read post]
22 Jul 2011, 2:59 pm
Related Posts: Dodd-Frank @ 1: Volcker Rule By The Numbers Dodd-Frank @1: The Volcker Public Comments Dodd-Frank @1: Screwing Joe The “Plummer” Dodd-Frank @1: The Volcker Meeting Logs [read post]
10 Jul 2014, 7:02 am
Shortly after given the testimony, Lane was fired by the president of CACC, Franks. [read post]
Corporate Secretaries Society Supports House Legislation Repealing Pay Ratio Provision of Dodd-Frank
20 Mar 2011, 9:13 am
The SEC has yet to propose rules under Section 953 since Dodd-Frank set no deadline for SEC rulemaking. [read post]
15 Apr 2011, 3:48 pm
The SEC and CFTC may also deem any noncompliance with the alternate regulatory scheme a .violation of the corresponding provisions of Dodd-Frank. [read post]
19 May 2010, 12:20 am
No word yet if, like Frank Rich before him, he meant that as a compliment or not. [read post]
26 Sep 2010, 3:13 pm
BILL CLINTON STUMPS FOR BARNEY FRANK, 250 Sean Bielat supporters protest. [read post]
25 Jun 2015, 4:20 pm
"The Ted Frank interview: 'I was doing it for the greater good.'" Alison Frankel's "On the Case" from Thomson Reuters News & Insight has this report today. [read post]
2 Aug 2017, 2:30 pm
"This Lawyer Is Making It Less Profitable to Sue When Companies Merge: Meet Ted Frank, professional objector. [read post]
19 Nov 2019, 5:53 pm
“Class action watchdog Ted Frank files objection to Equifax deal”: Alison Frankel’s “On the Case” from Thomson Reuters News & Insight has this post. [read post]
FRANK TIPLER ON LEE BOLLINGER, GOVERNMENT SUBSIDIES, AND PRESS FREEDOM: “His argument is so obvious…
17 Jul 2010, 10:11 am
FRANK TIPLER ON LEE BOLLINGER, GOVERNMENT SUBSIDIES, AND PRESS FREEDOM: “His argument is so obviously false that he himself, in his own article, cannot avoid providing the facts needed to refute it. [read post]
