Search for: "Annuity Fund"
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30 May 2012, 10:01 pm
Those union plans included the pension fund, welfare fund, annuity fund, apprenticeship fund, industry advancement fund, and LMCT [presumably a Labor Management Cooperate Trust Fund]. [read post]
8 Nov 2016, 3:30 pm
It also means naming the trust as a beneficiary of life insurance policies and annuities. [read post]
2 May 2011, 11:23 pm
Richard Mark McKinnon, formerly with First Allied Securities, Inc. in Sacramento, California, was barred from association with any FINRA member in any capacity in connection with the recommendation of bonds, bond funds and annuities to an elderly customer who entrusted funds to make the investment with McKinnon. [read post]
7 Jan 2008, 2:54 pm
" The first of the five law suits referenced by the Times article was filed October 1, 2007, by Prudential Retirement Insurance and Annuity Co. [read post]
8 Nov 2016, 3:30 pm
It also means naming the trust as a beneficiary of life insurance policies and annuities. [read post]
22 Jul 2024, 1:39 pm
Anderson’s member firm, Benchmark Investments, reportedly disclosed that the firm had initiated an internal review after Anderson’s client allegedly disputed a signature on a fixed annuity application. [read post]
15 Oct 2007, 9:46 am
For starters, Dunn foisted about $23 thousand in fraudulent commissions when transferred the proceeds from the mutual funds to the annuity contract. [read post]
13 Aug 2007, 9:59 am
Well, as you all know the structured settlement annuity is, has been and should continue to be the foundational planning tool for the vast majority of personal injury award recipients. [read post]
12 Jan 2016, 5:09 pm
You already know that federal (and state, where applicable) income taxes are payable by the winner, whether winnings are taken in a lump sum or as an annuity. [read post]
25 Aug 2023, 11:47 am
The claimants alleged that Woodbury breached its fiduciary duty, was negligent and engaged in fraud and deceit in connection with selling them investments in several companies, variable annuities and A-share mutual funds. [read post]
2 Jun 2018, 1:00 am
When interest rates are high, bonds are great to own because they’ll pay out a healthy amount. [read post]
12 Dec 2018, 11:59 am
Funds that are not deposited directly or funds that are later transferred into a different account are not protected. [read post]
13 May 2013, 2:00 am
The MDA allocated specific items of property to each party, including real property, vehicles, an annuity fund, retirement accounts, bank accounts, and also allocated debts between the parties. [read post]
14 Jul 2022, 8:28 am
One previous customer dispute filed on 9/11/2011 for “misrepresentation of an Ohio national annuity sold in his account” was denied. [read post]
12 Feb 2014, 8:02 am
Thus, the new thinking is that you need a higher percentage in stocks, but factoring in the annuity of Social Security and any fixed pension. [read post]
11 Oct 2018, 5:03 pm
The regulator is accusing him of making unauthorized variable annuities (VA) transactions. [read post]
2 Jun 2011, 12:05 pm
We also need to be exceptionally careful to warn clients to NOT utilize outside managers for their funds who are buying bonds, bond funds, or any investment vehicle that would be impacted by a rise in rates. [read post]
2 Jun 2011, 12:05 pm
We also need to be exceptionally careful to warn clients to NOT utilize outside managers for their funds who are buying bonds, bond funds, or any investment vehicle that would be impacted by a rise in rates. [read post]
17 Apr 2023, 12:40 pm
The purported strategy involved the liquidation of retirement funds to purchase variable annuities followed by the short-term withdrawal of funds from those annuities to purchase whole life insurance policies, according to FINRA. [read post]
8 Jun 2023, 4:30 am
The C&R included an MSA partially funded through a structured annuity. [read post]
