Search for: "DEFENDER SECURITY COMPANY"
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16 Jul 2012, 11:43 am
The alleged negligent act relied on by the numbered company was the improper securing of a trailer to a vehicle. [read post]
24 Jun 2016, 11:13 am
Earlier this week, the Securities and Exchange Commission (SEC) sued Chris Faulkner, his company, Breitling Energy Corporation and several other parties for defrauding investors. [read post]
24 Feb 2021, 2:05 pm
Coverage for the corporate entity under public company D&O insurance policies is limited to claims that constitute “Securities Claims” as that term is defined in the policy. [read post]
17 Sep 2013, 9:00 am
(“CMKM”), a purported diamond and gold mining company. [read post]
14 Aug 2018, 5:15 pm
Securities analysis reviewed the filing, and the company’s stock surged. [read post]
3 Nov 2021, 1:38 pm
For those whose job it is to worry about the U.S. litigation risk for non-U.S. companies, the focus historically has been on the risk of U.S. securities class action litigation. [read post]
15 Nov 2016, 4:34 pm
In fiscal year 2016, 97 percent of public company-related defendants resolved SEC actions the same day as they were initiated, compared with a median annual percentage of public company-related defendant concurrent settlements of 87 percent. [read post]
1 Mar 2017, 4:49 pm
” The complaint asserts claims under Section 10(b) of the Securities Exchange Act and Rule 10b-5 thereunder, as well as claims against the individual defendants under Section 20(a) of the Securities Exchange Act. [read post]
10 Dec 2014, 4:37 am
Overall during the year, and according to my interim tally, there have been 30 securities class action lawsuits filings involving non-U.S. company defendants (repre [read post]
31 Jan 2016, 5:39 pm
He recently testified at the Senate Judiciary Committee in favor of the Defend Trade Secrets Act. [read post]
1 May 2018, 7:00 am
VP Charged In Scheme To Defraud / Defendant accused of taking kickbacks from companies seeking to do business with Netflix (DOJ Press Release)https://www.justice.gov/usao-ndca/pr/former-netflix-inc-vp-charged-scheme-defraudMichael Kail was indicted in the United States District Court for the Northern District of California on nineteen counts of wire fraud, three counts of mail fraud, and seven counts of money laundering in connection with allegations that he accepted kickbacks for… [read post]
14 Aug 2021, 8:07 am
SEC Charges Penny Stock Company, CEO and Others with Multi-Million Dollar Fraud (SEC Release)Former CEO Of Publicly Traded Houston Company Pleads Guilty To Accounting Fraud Scheme / Defendant Also Misappropriated More Than $5 Million From the Company (DOJ Release)Financial Adviser Sentenced to Three and a Half Years in Prison for Swindling Millions From Clients (DOJ Release)New York Investment Adviser Charged With Defrauding Clients And Misappropriating Their… [read post]
7 May 2021, 4:10 am
Asociacion de Empleados del Estado Libre Asociado de Puerto Rico, Respondent/Appellant (1Cir Opinion)Federal Inmate And Accomplice Plead Guilty To Tax Fraud Scheme (DOJ Release)Former Client Relationship Manager at Bank of America Sentenced for Embezzling from Client Company / Defendant used embezzled funds to purchase Porsche SUV and luxury items (DOJ Release)Former CEO of La Quinta Communication Services Company Pleads Guilty to Charges He Defrauded Major Lender to Tech… [read post]
19 May 2011, 1:42 am
Shareholders filed a securities class action lawsuit in the Northern District of California against eight officer defendants and six director defendants, as discussed at greater length here. [read post]
11 Nov 2013, 3:09 pm
Plaintiffs’ theory was that at the time they retained the defendant firm, they had a viable claim against the defendants for rescission under the Illinois Securities Law. [read post]
27 Jan 2010, 5:49 am
"From the plaintiff’s perspective, an assignment to a financially secure insurance company gives them the assurance that future payments will be made as promised. [read post]
16 Jan 2012, 5:00 am
The defendant, Gregory Reyes, was the CEO of Brocade, a publically traded company that offered stock options to employees. [read post]
9 Oct 2008, 12:20 pm
According to the class action complaint, Orphan, a pharmaceutical company, sought a merger because it was experiencing financial difficulties. [read post]
2 Dec 2008, 8:27 am
Yes, the billionaire Maverick owner and defendant in an insider trading case is blogging about the investigation.After complimenting the SEC for "casting such a critical eye at itself" he made a point of repeating, and highlighting, the allegation that the staff engaged in a retaliatory investigation of a company after it publicly complained about naked short selling.That would get an SEC defendant's attention, and it did.The SEC « blog… [read post]
30 Nov 2008, 10:10 am
Yes, the billionaire Maverick owner and defendant in an insider trading case is blogging about the investigation.After complimenting the SEC for "casting such a critical eye at itself" he made a point of repeating, and highlighting, the allegation that the staff engaged in a retaliatory investigation of a company after it publicly complained about naked short selling.That would get an SEC defendant's attention, and it did.The SEC « blog… [read post]
