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7 Jun 2021, 9:29 am
Wednesday, June 9, 2021, at 3:00 p.m.: The House Appropriations Subcommittee on Financial Services and General Government will hold a hearing on the Office of Management and Budget fiscal 2022 budget request. [read post]
4 Jun 2021, 6:27 am
Gregory, and Leonard Wood, Sidley Austin LLP, on Saturday, May 29, 2021 Tags: Climate change, Environmental disclosure, ESG, Institutional Investors, Shareholder activism, Shareholder voting, Sustainability Testimony by SEC Chair Gensler Before the Subcommittee on Financial Services and General Government Posted by Gary Gensler, U.S. [read post]
3 Jun 2021, 2:04 pm
(Disclosure: EFF special advisor Cory Doctorow is on the board of MetaBrainz, the non-profit that oversees MusicBrainz). [read post]
3 Jun 2021, 10:20 am
Other firms where he used to be registered include Legacy Advisor Services and Legacy Financial Services. [read post]
3 Jun 2021, 8:50 am
If you’re selling your time instead of your services, it’s hard to make those services affordable while meeting your own financial needs with a reasonable workload. [read post]
3 Jun 2021, 2:00 am
The post How to Give Good Feedback on Goals appeared first on HR Daily Advisor. [read post]
3 Jun 2021, 2:00 am
Thomas Mahan is the founder and advisor of Work Institute LLC, a human capital research and workplace development company providing workforce measurement and consulting services to help organizations more effectively attract, deploy, develop and retain talent. [read post]
3 Jun 2021, 2:00 am
The post How to Give Good Feedback on Goals appeared first on HR Daily Advisor. [read post]
2 Jun 2021, 7:05 am
LPL Financial Broker James Couture Charged with Defrauding Clients According to a press announcement on June 1, 2020, the Securities and Exchange Commission charged former LPL Financial advisor James Kenneth Couture with defrauding his advisory clients by allegedly stealing approximately $2.9 million from them. [read post]
2 Jun 2021, 6:28 am
Kevin Spellman, Senior Advisor at ISS EVA and David O. [read post]
2 Jun 2021, 2:00 am
While some of the student loan vendors provide these services, this sort of coaching is worth considering as a benefit for all employees, given the poor financial health of many Americans. [read post]
2 Jun 2021, 2:00 am
Financial control: Are the business aspects of the worker’s job controlled by the payer? [read post]
1 Jun 2021, 3:18 pm
Investors may have litigation or arbitration claims against stockbrokers or investment advisers who sold them or placed their funds in Northstar Financial Services (Bermuda)’s Investment products, if the sale was the result of a misleading sales presentation or if the financial advisor’s recommendation to purchase the investment lacked a reasonable basis. [read post]
1 Jun 2021, 12:14 pm
Yevgeniya Gaber, foreign policy advisor to the prime minister of Ukraine; and Ambassador John Herbst, director of the Atlantic Council’s Eurasia Center, will discuss the Turkey-Russia rivalry in a conversation moderated by the Atlantic Council’s Melinda Haring. [read post]
1 Jun 2021, 2:00 am
The post Making the Smart Business Case for DEI appeared first on HR Daily Advisor. [read post]
1 Jun 2021, 2:00 am
The post Making the Smart Business Case for DEI appeared first on HR Daily Advisor. [read post]
31 May 2021, 1:11 pm
Advisor Kevin Houser (Houser), currently employed by brokerage firm Ameriprise Financial Services, LLC (Ameriprise) has been subject to at least four customer complaints during the course of his career. [read post]
31 May 2021, 7:38 am
New York Financial Adviser Has Multiple Customer Disputes on Record The Financial Industry Regulatory Authority (FINRA) has suspended ex-MML Investors Services LLC broker Adam Gerard Belardino. [read post]
28 May 2021, 1:27 pm
Michael Goonan Equitable Advisors, LLC Park Avenue Securities LLC Eileen Kenny LPL Financial LLC Private Advisor Group, LLC Norma Kuklis William Kursim Fidelity Brokerage Services LLC National Financial Services LLC John Margain State Farm VP Management Corp. [read post]
28 May 2021, 1:17 pm
James Childress LPL Financial LLC Securities Service Network, Inc. [read post]
