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26 Apr 2016, 2:35 am
Yeah, you're right, that latter phrasing isn't the stuff of a quotation for the ages. [read post]
11 Jan 2017, 3:18 pm
The Wall Street Journal reports on what "people familiar with the matter say. [read post]
29 Jun 2015, 3:59 am
If you're going to promise a Wall Street regulator that you will fix a problem, you better make certain -- in fact, you better make damn certain -- that you fix whatever the problem is. [read post]
30 Jul 2019, 9:28 am
Frankly, most lawyers like me who charge hundreds of dollars an hour love to chat provided we're on the clock. [read post]
2 Oct 2017, 4:03 am
As BrokeAndBroker.com Blog's publisher Bill Singer, Esq. observes, Wall Street doesn't place much value on its human capital. [read post]
8 Jan 2021, 7:30 am
Wall Street's margin loans are creatures of the same stripe. [read post]
7 Oct 2013, 3:45 am
If you're lucky and you still have your Wall Street job, you struggle under the debt and find a way to stay afloat. [read post]
26 Dec 2014, 7:22 am
It's another new year and time to re-visit the nuances involved in entering into an Acceptance, Waiver, and Consent settlement ("AWC") with the Financial Industry Regulatory Authority ("FINRA"). [read post]
30 Mar 2018, 7:46 am
That's a fair question and, frankly, you're a pretty clever person to have raised the point. [read post]
4 Jun 2013, 12:46 pm
Grant Street Group, Inc. v. [read post]
30 Oct 2017, 3:07 am
“We’re obviously trying to get first-mover advantage. [read post]
1 Apr 2015, 9:51 am
Now, assume that you're a stockbroker. [read post]
11 Oct 2013, 12:41 pm
Q: So you’re reading blog posts after cert grants? [read post]
7 Dec 2014, 9:55 am
“You’re f—ing cowards,” screamed one skateboard-carrying young man, his face hidden by a black bandanna. [read post]
19 Oct 2023, 3:47 am
“We’re here today because the current state of the drug crisis in Oregon is unacceptable… We are grappling with cheap deadly fentanyl that has hit our streets in the last sort of three or four years in a big, big way,” Senate Majority Leader and committee co-chair Kate Lieber said during her opening remarks.Less than 20 minutes into the meeting, technical difficulties brought it to a crashing halt. [read post]
22 Sep 2016, 7:31 am
If you're a supervisor on Wall Street, it sort of goes without saying that you need to supervise. [read post]
26 Jul 2016, 9:20 am
When we're talking about a lawsuit over $10 million in employee loans, ya got... [read post]
8 Jan 2018, 3:29 am
On Wall Street when it comes to compliance and regulation, it often comes down to paperwork -- or whatever passes for that now-quaint term in this digital age. [read post]
8 Sep 2016, 9:31 am
For many men and women employed on Wall Street, getting fired is more than the mere loss of a job. [read post]
30 Jul 2019, 9:28 am
Frankly, most lawyers like me who charge hundreds of dollars an hour love to chat provided we're on the clock. [read post]
