Search for: "MARY WHITE"
Results 1821 - 1840
of 3,308
Sort by Relevance
|
Sort by Date
11 Jun 2014, 1:25 am
In a recent to SEC Chair Mary Jo White and Fed Chair Janet Yellen in their capacity as FSOC members, with a copy to Treasury as permanent FSOC Chair, Rep. [read post]
10 Jun 2014, 6:21 am
Editor's Note: Mary Jo White is Chair of the U.S. [read post]
10 Jun 2014, 4:14 am
SEC Chair Mary Jo White recently announced a broad program to get high frequency trading under control. [read post]
9 Jun 2014, 12:10 pm
In a letterto SEC Chair Mary Jo White, he said that in some instances the Commission is ignoring the plain intent of the JOBS Act and proposing the least investor protective approach possible. [read post]
9 Jun 2014, 9:03 am
Global Exchange and Brokerage Conference in New York, NewYork, Chair Mary Jo White speech on Enhancing Our Equity Market Structure. [read post]
9 Jun 2014, 4:05 am
Nimocks, History and Recent Developments in Same-Sex Marriage Litigation, Federalist Society State Courts Project White Paper (May 28, 2014).Brian J. [read post]
7 Jun 2014, 11:24 am
In a letterto SEC Chair Mary Jo White, he said that in some instances the Commission is ignoring the plain intent of the JOBS Act and proposing the least investor protective approach possible. [read post]
6 Jun 2014, 6:08 am
[National Law Journal] * Even though she claims nothing is “fundamentally broken,” Securities and Exchange Commission chairwoman Mary Jo White proposed “sweeping” new stock market regulations in an attempt to get with the times. [read post]
5 Jun 2014, 10:24 am
Yet, even when the SEC announced last year that it would seek more admissions, Chair Mary Jo White cautioned that “the ‘no admit, no deny’ protocol . . . will remain for the majority of cases. [read post]
5 Jun 2014, 4:36 am
Here are a few articles on this: - Davis Polk’s “SEC Commissioners Emphasize Focus on Individuals, Including Lawyers, in Enforcement Cases, and Brings an Auditor Independence Action Against an Audit Partner” - Dodd-Frank.com’s “Mary Jo White Explains Enforcement Action Decisions” - DealBook’s “S.E.C. [read post]
4 Jun 2014, 12:33 pm
” Mary Frances Berry, former chair of the U.S. [read post]
3 Jun 2014, 1:57 pm
In college football, there were several teams with Native American names, but most, like Stanford, Dartmouth, and William and Mary used “Indians. [read post]
1 Jun 2014, 4:45 pm
BD Regulation: Broken Windows, Broken System At the Financial Services Institute OneVoice conference in late January, FSI President and CEO Dale Brown set the stage for things to come by commenting on the intentions of SEC Chairwoman Mary Jo White. [read post]
31 May 2014, 6:00 am
Although US Securities and Exchange Commission (SEC) enforcement actions related to financial fraud and issuer disclosures have been on a decline since 2007, recent statements and actions suggest that the SEC is likely to re-focus its efforts on detecting, pursuing, and preventing accounting fraud. [1] Since her confirmation as Chair of the SEC, Mary Jo White has made it clear that her administration will focus on identifying and investigating accounting abuses at publicly-traded… [read post]
28 May 2014, 8:27 am
While SEC Chairman Mary Jo White has said that she hopes to advance that proposal this year, she also recently told members of Congress that she had directed SEC staff to develop a list of alternatives to a strict uniform fiduciary standard. [read post]
28 May 2014, 6:08 am
[Harvard Business Review] * Mary Jo White of the SEC promised to dust off an often ignored — but “potentially [] very powerful” — section of securities law to pursue financial violations. [read post]
26 May 2014, 9:30 pm
McSweeneyAssistant ProfessorWilliam & Mary Law SchoolThe Tower of Babel: Human Rights and the Paradox of Language(abstract here)Moria PazLaw and Internatinoal Security FellowCenter for International Security an CooperationStanford UniversityAlternates:Leroy Pitzer: Citizen, Voter, Lunatic? [read post]
24 May 2014, 2:21 pm
Earlier, Chairman Hensarling, in a letter also signed by his five subcommittee Chairs, asked Treasury, Fed Chair Janet Yellen and SEC Chair Mary Jo White to explain to Congress the process FSOC uses to designate SIFIs and the role played by the Financial Stability Board, which has proposed methodologies for designating non-bank global SIFIs. [read post]
23 May 2014, 4:36 am
Kate Malleson is a Professor of Law at Queen Mary University, London. [read post]
21 May 2014, 2:03 pm
., Chair Mary Jo White offered Remarks at the Financial Accounting Foundation Trustees Dinner. [read post]
