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7 Nov 2019, 11:42 am by Kang Haggerty & Fetbroyt LLC
But, that is short-sighted, especially when considering the costs associated with a loss of the public’s faith and trust. [read post]
3 Nov 2019, 4:17 pm by INFORRM
IP Kat covers the case of Warner Music and Another v TuneIn Inc a case concerning copyright infringement via the use of hyperlinks. [read post]
1 Nov 2019, 5:49 am by Alan Rosca
Louis, Missouri– July 14, 2000 to March 17, 2003 Gruntal & Co., LLC, New York, New York– March 7, 1997 to July 28, 2000 Janney Montgomery Scott Inc., Philadelphia, Pennsylvania– August 22, 1994 to March 20, 1997Oppenheimer & Co., Inc., New York, New York– May 1, 1991 to August 29, 1994Lehman Brothers Inc., New York, New York– June 1, 1989 to May 17, 1991Drexel Burnham Lambert Incorporated– December 21, 1983 to May 26,… [read post]
1 Nov 2019, 5:49 am by Alan Rosca
Louis, Missouri– July 14, 2000 to March 17, 2003 Gruntal & Co., LLC, New York, New York– March 7, 1997 to July 28, 2000 Janney Montgomery Scott Inc., Philadelphia, Pennsylvania– August 22, 1994 to March 20, 1997Oppenheimer & Co., Inc., New York, New York– May 1, 1991 to August 29, 1994Lehman Brothers Inc., New York, New York– June 1, 1989 to May 17, 1991Drexel Burnham Lambert Incorporated– December 21, 1983 to May 26,… [read post]
29 Oct 2019, 8:56 am by Malecki Law Team
  The panel’s award found the New Jersey-based brokerage firm Network 1 Financial Securities Inc. to be liable in connection with the investor’s allegations of unsuitable investment recommendations, misrepresentations (NY General Business Law § 349), and failure to supervise its broker/financial adviser, Robert Ciaccio, who now has 7 disclosures on his public FINRA BrokerCheck disciplinary record (5 customer complaints and 2 regulatory censures). [read post]
27 Oct 2019, 11:00 am by Henry Mihm, Ines Oulamine, Fiona Singer
Editor’s note: This article grew out of work done in our Georgetown University class on national security and social media. [read post]
25 Oct 2019, 6:56 am by Renae Lloyd
In a parallel criminal case, Roach also pleaded guilty to securities violations associated with the fraud scheme. [read post]
24 Oct 2019, 2:40 pm by Kevin LaCroix
Telegram Group, Inc. and Ton Issuer Inc. which sought a temporary restraining order (TRO), the SEC has reached yet another crypto-related milestone. [read post]
23 Oct 2019, 5:14 pm by Cynthia Marcotte Stamer
  Consequently, health plans, health insurers and other health care providers and their business associates should construe the JHS civil monetary penalty as evidence of the need to re-verify and remain constantly vigilant about maintaining compliance with HIPAA’s privacy, security and breach notification rules currently and on an ongoing basis. [read post]
23 Oct 2019, 11:31 am by Cynthia Marcotte Stamer
Stamer also shares her thought leadership, experience and advocacy on these and other related concerns by her service in the leadership of the Solutions Law Press, Inc. [read post]
22 Oct 2019, 3:16 pm by Cynthia Marcotte Stamer
Department of Labor Employee Benefit Security Administration (“EBSA”) today (October 22, 2019). [read post]
22 Oct 2019, 6:22 am by Alan Rosca
  Brown, however, allegedly hired an associate to produce counterfeit images of bank deposits, and he allegedly told this associate that the forgeries were for his daughter’s DECA Inc., project, according to Court Documents. [read post]
22 Oct 2019, 6:22 am by Alan Rosca
  Brown, however, allegedly hired an associate to produce counterfeit images of bank deposits, and he allegedly told this associate that the forgeries were for his daughter’s DECA Inc., project, according to Court Documents. [read post]
22 Oct 2019, 4:03 am by Edith Roberts
” At the Harvard Law Review Blog (via How Appealing), Aaron Tang suggests that in New York State Rifle & Pistol Association Inc. v. [read post]
20 Oct 2019, 5:58 am by Fred Abrams
One of these subpoenas was issued to BR Holdings, Associates Inc. [read post]
18 Oct 2019, 7:16 am by Staff Attorney
 From September 2016 until July 2019 Byrd was  associated with Capital Financial Services, Inc. [read post]