Search for: "E* Trade Securities LLC"
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4 Feb 2020, 6:45 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
3 Feb 2020, 6:53 am
Guerra entered the securities industry in 1985. [read post]
31 Jan 2020, 11:56 am
The Securities and Exchange Commission reportedly filed a lawsuit against Catalyst Capital Advisors LLC and its chief executive, which was settled Monday without admitting or denying wrongdoing and will pay $10.5 million. [read post]
28 Jan 2020, 9:58 pm
Accordingly, Coix filed the Coix Health, LLC v. [read post]
28 Jan 2020, 3:02 pm
From October 2017 until January 2019 Agnihotri was employed by Spartan Capital Securities, LLC. [read post]
27 Jan 2020, 5:26 pm
, Alexion Pharmaceuticals, Inc., Jazz Pharmacueticals Inc., Lundbeck LLC, and US Worldmeds LLC – paid a combined total of over $624 million to resolve claims that they illegally paid patient copays for their own drugs through purportedly independent foundations that the companies in fact treated as mere conduits.The department also reported substantial recoveries involving a variety of other healthcare providers. [read post]
24 Jan 2020, 10:34 am
Tower Research Capital – In November 2017, the CFTC recovered $67.4 million from Tower Research Capital for its widespread “spoofing” of equity index futures products traded on the Chicago Mercantile Exchange (CME) and Chicago Board of Trade (CBOT). [read post]
24 Jan 2020, 1:00 am
Event studies are: regression models that are most often used in 10b-5 cases at the class certification stage for two distinct but closely related purposes: (i) testing whether the market in which the relevant security traded was efficient; and, (ii) testing whether an alleged affirmative misrepresentation or corrective disclosure affected the price of the relevant security.[9] At least three unique, yet related, conditions must be… [read post]
22 Jan 2020, 1:01 pm
On or around May 20, 2017, Dental Dynamics secured the sale of the X-Ray unit from Jolly Dental to Dr. [read post]
20 Jan 2020, 12:24 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
19 Jan 2020, 3:15 am
– Macquarie University https://t.co/7J9y84Rgmc 2020-01-16 Jetflicks Piracy Trial Delayed After Canada Hands Over Masses of Discovery Data https://t.co/VJcCuVZUsQ 2020-01-16 UK High Court kicks away Azure consultant's Google image search results hotlinking sueball https://t.co/npskT11PBa 2020-01-16 Bombay HC Allows Release Of 'Umeed' Movie [Read Judgment] https://t.co/6dC3ELA3Sk 2020-01-16 Google Wants the Supreme Court to Ignore Copyright Law For the https://t.co/cyQMy9hHWX… [read post]
19 Jan 2020, 3:15 am
– Macquarie University https://t.co/7J9y84Rgmc 2020-01-16 Jetflicks Piracy Trial Delayed After Canada Hands Over Masses of Discovery Data https://t.co/VJcCuVZUsQ 2020-01-16 UK High Court kicks away Azure consultant's Google image search results hotlinking sueball https://t.co/npskT11PBa 2020-01-16 Bombay HC Allows Release Of 'Umeed' Movie [Read Judgment] https://t.co/6dC3ELA3Sk 2020-01-16 Google Wants the Supreme Court to Ignore Copyright Law For the https://t.co/cyQMy9hHWX… [read post]
16 Jan 2020, 5:45 am
Crime: Securities fraud under the federal Exchange Act and Securities Act. [read post]
14 Jan 2020, 5:01 am
(Exhibit B) The loan contracts identify a "target fundraising goal," identify the commission to be paid from that fundraising goal to WealthForge Securities, LLC, and state the date and amount of repayment of the fundraising goal. [read post]
13 Jan 2020, 10:51 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
13 Jan 2020, 8:31 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
13 Jan 2020, 7:51 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
13 Jan 2020, 6:33 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
13 Jan 2020, 5:57 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
10 Jan 2020, 12:36 pm
These decisions underscore the difficulty named defendants have been having in securing attorney fees under the DTSA. [read post]
