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22 Apr 2019, 2:00 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Andrew Costa’s allegedly allowing an unlicensed individual to sell an investment to a claimant. [read post]
22 Apr 2019, 12:41 pm
The post Spotify Playlist: 1960s Music appeared first on Goldman's Observations. [read post]
21 Apr 2019, 1:48 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating James Parrelly’s alleged acts of churning, negligence, and unsuitable investments. [read post]
20 Apr 2019, 2:01 pm
Damage Reports of $250,000 have been requested, FINRA states Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to David Garcia’s alleged unsuitable investment recommendations and over-concentrated investments. [read post]
20 Apr 2019, 1:42 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Benjamin Bourgeois’ alleged conversation of customer funds. [read post]
19 Apr 2019, 1:37 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Gabriel Block’s alleged acts of unsuitability, breach of fiduciary duty, and negligence. [read post]
19 Apr 2019, 7:22 am
[EIOPA] Unqork, InsurTech startup founded in April 2017, raises $22,000,000 in a Series A round led by Goldman Sachs Principal Strategic Investments (PSI). [read post]
19 Apr 2019, 12:00 am
., Wilentz Goldman & Spitzer, PA; Kenneth A. [read post]
18 Apr 2019, 1:30 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to William Ornstein’s acts of negligence, and breach of fiduciary duty. [read post]
17 Apr 2019, 2:35 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to John Ernst’s alleged undisclosed and unapproved private securities transactions. [read post]
16 Apr 2019, 2:41 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Richard Wesselt’s alleged unsuitable investment recommendations, and purported deceptive and unfair trade practices. [read post]
15 Apr 2019, 1:24 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Chris Kubiak’s alleged financial scheme. [read post]
14 Apr 2019, 12:11 pm
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Thomas Riquier’s alleged investment fraud. [read post]
12 Apr 2019, 2:50 pm
Session 2: Defining Markets: Doctrinal Settings for Market Analysis in Trademark LawTrademark law clearly already undertakes market definition in the analysis of genericism and also for functionality. [read post]
11 Apr 2019, 4:20 pm
Yale Law School has named Muneer Iftikhar Ahmad as the Sol Goldman Clinical Professor of Law. [read post]
10 Apr 2019, 9:11 am
On Monday, I participated in a Copyright Office roundtable regarding their long-delayed report on Section 512. [read post]
10 Apr 2019, 3:00 am
Hopefully, starting with change at the beginning of the recruitment process will result in real change – but the proof is in the pudding… This WaPo article reports on Goldman Sachs’ efforts to improve gender diversity for both entry level & senior employee positions, which came about because the bank wants to improve its gender pay ratio (which is required to be reported in Britain). [read post]
8 Apr 2019, 3:05 pm
[Really, read Glynn Lunney on this issue.]Goldman: statement that no one can compete with free was contradicted by Polis who told us exactly what he does. [read post]
8 Apr 2019, 1:10 pm
Securities attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Donovan Hunter’s alleged unapproved outside business activities and solicitation of funds from a customer. [read post]
8 Apr 2019, 11:31 am
Goldman: correct. [read post]
