Search for: "In Re Securities and Exchange Commission"
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17 May 2018, 9:30 pm
” WHAT WE’RE READING THIS WEEK In an article for The Journal of the National Association of Administrative Law Judiciary, Robert R. [read post]
6 Feb 2019, 9:50 am
The acquittal of Simone Gbagbo in a domestic trial mirroring that of the ICC was overturned by the Supreme Court, which ordered her re-trial just days before the Amnesty. [read post]
23 Aug 2011, 12:46 pm
Our latest contestants in this Sisyphean legal drama are a united band of like-minded law school professors looking to utilize the Securities and Exchange Commission (SEC) as a vehicle to counter the perceived negative impact of Citizens United. [read post]
31 Mar 2022, 9:05 pm
Securities and Exchange Commission (SEC) published its annual examination priorities. [read post]
24 Sep 2020, 9:25 am
Securities and Exchange Commission, the Federal Reserve Board, the Consumer Financial Protection Bureau, and many others. [read post]
4 Dec 2022, 3:30 am
Almost inevitably, the exchanges were inconclusive. [read post]
21 Nov 2024, 9:05 pm
Supreme Court ruling in Securities and Exchange Commission (SEC) v. [read post]
23 Mar 2024, 11:29 am
The draft text will be referred to the Committee of Ministers for adoption and opened for signature at a later stage.The DRAFT TEXT of the The "Terms of Reference of the Committee on Artificial Intelligence (CAI)" which were set by the Committee of Ministers under Art. 17 of the Statute of the Council of Europe in accordance with Resolution CM/RES/2021)3 also follows below along with the text of the available Draft Text of the Framework Convention. [read post]
6 Feb 2023, 1:37 pm
Securities and Exchange Commission (SEC) in implementing Section 404. [read post]
21 Jul 2010, 11:34 pm
Security is just another view of the same problems. [read post]
17 May 2012, 8:54 am
We’re ready to secure Greece, if you pay cash 4. [read post]
1 Jun 2024, 5:00 am
It doesn’t matter civil society has brought litigation re: starvation. [read post]
27 Mar 2007, 8:06 am
Morgan Stanley, Goldman Sachs, Barclays Capital and Deutsche Bank own about 16% of the company, according to securities filings. [read post]
13 Jul 2021, 5:54 am
The defendant is charged with violating the antifraud provisions of Section 10(b) of the Securities and Exchange of 1934 and Rule 10b-5 thereunder and Section 17(a) of the Securities Act of 1933. [read post]
8 Oct 2021, 4:00 am
False Election Claims Undermine Efforts to Increase Security MSN – Maggie Miller (The Hill) | Published: 10/2/2021 Officials say the biggest threat facing U.S. elections is not Russian hacking or domestic voter fraud but disinformation and misinformation increasingly undermining the public’s perception of voting security. [read post]
4 Oct 2011, 3:28 pm
Without the blessing conferred by the auditor’s letter or the rating agency’s evaluation, the corporation will have a more difficult time selling securities or remaining listed on a securities exchange. [read post]
27 Feb 2019, 7:15 am
The astute researcher in Germany Volker Rieck has some insights into Cloudflare that the Securities and Exchange Commission would do well to review before they let Cloudflare make Mr. [read post]
30 Dec 2019, 8:03 pm
Clashes have broken out between security forces and protesters this week after results showed President Joko Widodo had defeated challenger Prabowo Subianto in last month’s poll. [read post]
2 May 2012, 5:00 am
David Kotz, former Inspector General, Office of the Inspector General, United States Securities and Exchange Commission (2007-2012), currently Managing Director, Gryphon Strategies Interviewed by Lois Towers, Principal, Pantheon Ventures 9:30 – 10:10 Conducting an effective annual review • What does the SEC want you to look at? [read post]
1 Jun 2011, 1:44 am
As a reminder, as the NYTimes puts it, Tourre earned "the dubious distinction of becoming the only individual at Goldman and across Wall Street sued by the Securities and Exchange Commission for helping to sell a mortgage-securities investment, in one of the hundreds of mortgage deals created during the bubble years. [read post]
