Search for: "In Re Securities and Exchange Commission"
Results 1841 - 1860
of 2,834
Sort by Relevance
|
Sort by Date
15 Feb 2013, 5:26 am
Two cases filed last week by the Securities and Exchange Commission epitomize just how quickly some have jumped at the opportunity to profit from confidential information, despite the risks of being discovered and the subsequent costs. [read post]
15 Feb 2013, 5:26 am
Two cases filed last week by the Securities and Exchange Commission epitomize just how quickly some have jumped at the opportunity to profit from confidential information, despite the risks of being discovered and the subsequent costs. [read post]
14 Feb 2013, 9:18 am
“The commission is called to order,” Judge Pohl says. [read post]
14 Feb 2013, 6:21 am
At the beginning of the first Obama administration, the United States Securities and Exchange Commission (SEC or the Commission) was an agency on the ropes, with some knowledgeable observers even speculating that it might not survive the revision to the financial regulatory apparatus that was anticipated in the wake of the financial crisis. [read post]
10 Feb 2013, 6:08 pm
The second is a Securities and Exchange Commission (SEC) press release announcing the filing of a civil complaint against a promoter and two LLCs alleging a scam involving over 250 Chinese investors reportedly duped into entrusting a total of $155 million in the hopes of gaining U.S. permanent residency under the EB-5 employment-creation immigrant visa category. [read post]
8 Feb 2013, 6:00 am
According to a Foundation report pertaining to the future of U.S. medical practices, many physicians are seeking employment with hospital systems for income security and relief from administrative burdens. [read post]
6 Feb 2013, 5:00 am
The Securities and Exchange Commission took the bold step of filing charges against Standard and Poor’s, one of the three giant rating agencies. [read post]
6 Feb 2013, 5:00 am
The Securities and Exchange Commission took the bold step of filing charges against Standard and Poor’s, one of the three giant rating agencies. [read post]
4 Feb 2013, 10:11 am
First, the proposed rule is overly broad and goes far beyond the discrete concerns expressed by the Securities and Exchange Commission in August 2009. [read post]
4 Feb 2013, 4:00 am
It also pervaded much of the political discourse within the United States and the diplomatic exchanges between the principal cold war adversaries. [read post]
4 Feb 2013, 12:16 am
Burford’s shares are listed on the London AIM exchange. [read post]
30 Jan 2013, 12:20 pm
When the “indubitably equivalent” asset is real estate (a so-called dirt-for-debt exchange), the problems compound. [read post]
30 Jan 2013, 12:20 pm
When the “indubitably equivalent” asset is real estate (a so-called dirt-for-debt exchange), the problems compound. [read post]
29 Jan 2013, 6:54 am
The Securities and Exchange Commission recently charged a former executive at New York-based broker-dealer Jefferies & Co. with defrauding investors while selling mortgage-backed securities in the wake of the financial crisis so he could generate additional revenue for his firm. [read post]
28 Jan 2013, 9:14 am
You’re in the “cleared field,” in that event–so what gives? [read post]
26 Jan 2013, 8:59 pm
Securities and Exchange Commission. [read post]
15 Jan 2013, 5:30 am
Securities and Exchange Commission, No. 11-1274, concerning when the clock begins to run on the five-year statute of limitations for civil penalty claims by the SEC and other federal agencies. [read post]
14 Jan 2013, 6:43 am
They gave the Securities and Exchange Commission 270 days to come out with the regulations. [read post]
14 Jan 2013, 6:43 am
They gave the Securities and Exchange Commission 270 days to come out with the regulations. [read post]
9 Jan 2013, 6:36 pm
Recent headlines and developments on global financial technology make this re-examination imperative. [read post]
