Search for: "PROVIDENCE MUTUAL"
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30 Oct 2017, 2:57 pm
” According to the SEC, the no-action relief “provides a path for market participants to comply with the research requirements of MiFID II in a manner that is consistent with the U.S. federal securities laws. [read post]
16 Dec 2011, 6:13 pm
The arbitration agreement provides that an arbitrator would either be selected by mutual agreement of the parties or appointed by the American Arbitration Association (AAA). [read post]
3 Mar 2011, 8:49 am
Docid=5002566&file=4 Currently, Canada may freeze assets of named individuals pursuant to two different federal legal frameworks, namely (1) through the imposition of an economic sanctions regime under the United Nations Act or Special Economic Measures Act, or (2) pursuant to a request for mutual legal assistance in the context of the Mutual Legal Assistance in Criminal Matters Act (MLACMA) or under the Criminal Code. [read post]
28 Jan 2022, 3:50 pm
These plans, which include 401(k) plans, provide an array of investment choices from which participants may choose to invest their own or employer match contributions. [read post]
20 Sep 2018, 12:00 pm
These provisions are a staple in Master Service Agreements and can be unilateral or mutual. [read post]
18 Aug 2011, 3:00 am
Like in all relationships, there needs to be mutual trust. [read post]
14 Oct 2020, 1:38 pm
It is common that the parties agree to a mutual waiver of consequential damages. [read post]
26 Aug 2019, 6:42 am
Free Consultation with a Securities Attorney This information is publicly available on FINRA’s website and provided to you by The White Law Group. [read post]
12 Mar 2013, 7:15 pm
The Committee will examine the state and operation of the U.S. mutual fund industry, including pending regulatory proposals by the SEC and the FSOC to reform money market mutual funds, and private sector initiatives to improve investor understanding of money market fund valuations. [read post]
20 Mar 2015, 9:08 am
McIffThis bill changes the procedures for shareholders of a mutual water company requesting the filing of a change application. [read post]
20 Aug 2018, 9:01 pm
The million-euro question is whether the age of Aquarius is one in which Europe reaches a mutually agreed upon solution or whether nationalism provokes states to provide their own answers. [read post]
9 Sep 2024, 7:00 am
Marginality: The E-2 company must generate more than enough income to provide a living to the applicant. [read post]
18 Jan 2020, 11:44 am
More information will be provided on the Project website (https://www.asser.nl/judgtrust) shortly. [read post]
16 Jan 2020, 11:21 pm
More information will be provided on the Project website (https://www.asser.nl/judgtrust) shortly. [read post]
20 Jul 2012, 11:20 am
In an attempt to diversify its revenue and funding sources, the Toronto Public Library (TPL) is seeking an agency partner to provide it with advertising services on the back of the date-due slips issued to borrowers. [read post]
10 Nov 2011, 10:45 am
Specifically, some portfolio managers enter into arrangements with mutual fund dealing representatives and firms, or financial planners, for the referral of clients to the portfolio manager for a managed account. [read post]
6 Apr 2010, 5:02 pm
Only 31% of the population agree. 69% consider that children should enjoy more protection than the PCC Code provides. [read post]
23 Sep 2008, 3:06 pm
To bring Fishman aboard, WaMu also provided him "inducement" awards of cash and equity. [read post]
10 May 2018, 5:46 am
In 1997, the Austin Court of Appeals issued an opinion in State Farm Mutual Automobile Insurance Co. v. [read post]
22 Nov 2010, 9:01 am
A Wall Street Journal story about a major federal investigation into inside trading provides additional confirmation of what we have seen based on evidence provided by Wall Street insiders whom we represent in SEC whistleblower cases: The markets are not transparent, and those with access to non-public information often use that information for personal gain. [read post]
