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23 May 2011, 7:57 am
To date, the SEC has publicly announced only one prior example of such a cooperation tool–its December 20, 2010, NPA with Carter’s Inc. [read post]
22 May 2011, 7:30 am
I thought that funds could only come from assessments. [read post]
19 May 2011, 7:16 am
The 37-page letter opinion authored by Vice Chancellor John Noble articulates the basis for an order denying an application to enjoin Laboratory Corporation of America Holdings, Inc.'s proposed $85.4 million acquisition of Orchid Cellmark Inc. by first step tender offer and second step merger. [read post]
18 May 2011, 1:19 pm
[*Energy/Tax] GET THE REST OF TODAY'S NEWSWaste Information & Management Services, Inc. [read post]
18 May 2011, 12:35 pm
Bernstein in 1993 and has raised and managed over $1.1 billion of capital across five funds. [read post]
16 May 2011, 9:47 am
Privately some now say they question just how much money was raised for charity from the gala and how Gilliams got the start-up money to organize the event. [read post]
13 May 2011, 4:03 pm
to help present “Funding Green Cities. [read post]
13 May 2011, 3:32 pm
How to Find Medicare Information Healthcare & Social Security: OHIO • Medicaid information • Pro Seniors Inc. [read post]
13 May 2011, 5:00 am
Division of Investment Management Requests Extensions of Deadlines for Mid-Sized Advisers and Private Fund Advisers in Compliance Avenue IA Watch is reporting that the Division of Investment Management has formally requested that the Securities and Exchange Commission (SEC) move to next year the deadlines for mid-sized advisers (certain advisers with between $25 million and $100 million in assets under management) to switch to state registration and… [read post]
12 May 2011, 7:49 pm
Inc. [read post]
10 May 2011, 10:11 pm
In the meantime, private litigants are pressing ahead. [read post]
6 May 2011, 1:34 pm
He said, "So that means over the past 14 months, just in a little bit over a year, we've added more than 2 million jobs in the private sector. [read post]
5 May 2011, 1:49 pm
Universal Funding V.T.O., Inc., 2008 WL 4513696, at *5 (D.N.J. [read post]
3 May 2011, 1:32 pm
Access the ACELA, S.1462, which included CEDA from the last Congress including summaries, support, a report and more (click here) [*Energy/Tech] GET THE REST OF TODAY'S NEWS (Click here for details)Waste Information & Management Services, Inc. [read post]
2 May 2011, 11:23 pm
Richard Mark McKinnon, formerly with First Allied Securities, Inc. in Sacramento, California, was barred from association with any FINRA member in any capacity in connection with the recommendation of bonds, bond funds and annuities to an elderly customer who entrusted funds to make the investment with McKinnon. [read post]
28 Apr 2011, 6:31 pm
©2011 Amaxx Risk Solutions, Inc. [read post]
27 Apr 2011, 12:20 pm
Moreover, private equity investors learn quickly. [read post]
20 Apr 2011, 5:00 am
Marketing Limitations on Private Funds [read post]
19 Apr 2011, 5:00 am
For a fund manager, the funds are the clients. [read post]
11 Apr 2011, 6:00 am
According to the Commission, when GunnAllen Financial Inc. was winding down its business operations last year, its former president and former national sales manager violated customer privacy rules by improperly transferring customer records to another firm. [read post]